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The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidit...
This manager role is responsible for the management of the two of direct reports as well as BAU transaction reporting. Addionally, the role holder is expected to be well-connected in the industry and ...
Compliance and MLRO - SMF16/17 - Banking London / Hybrid £100,000 - £130,000 per annum I am looking for a compliance and MLRO for a European banking institution. You will be experienced wi...
OUR IMPACT Global Compliance manages the firms compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. The division monitors trends and cha...
Job Title Investment Manager Location London Corporate Title Analyst The Investment Manager (IM) acts as the clients primary contact for all investment needs and di...
Senior Lead Counsel Are you looking for a career move that will put you at the heart of a global financial institution This role requires a pragmatic, proactive lawyer with thorough understand...
Compliance Officer – Regulatory - Generalist – International Banking Excellent opportunity opens for a Compliance Professional from a Financial Services/...
Client Regulatory Services; New Client Business Team Vice President London Client Onboarding and Regulatory Services (CORS) is an Operations group within Shared Services. The group covers Client O...
Since 2007, the SEI Master Trust has been supporting employers that want to entirely outsource their DC pension provision. In 2021, following 15 years of organic growth and focused proposition develop...
Transaction Reporting - Diagnostic Testing Associate Glasgow 3248616 The Operations division is both the first line of defense for protecting Morgan Stanleys financial and reputational well-bein...
Compliance Associate-Manager City of London £60,000 - £80,000 per annum I am currently recruiting for a Compliance Associate - Manager lev...
Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving pr...
Job Title: Senior Software Development Engineer (Server Side) As a Senior Software Development Engineer (Server Side), you will play a critical role in the implementation and deliver...
Job Summary Responsible for undertaking a wide range of operational compliance and regulatory reporting duties as part of the first line of defence. The jobholder will work closely w...
Lead UI Developer The Ideal Candidate Will Be:
With its risk and controls data aggregator product, this firm is able to help big FS businesses benchmark their risk and controls data vs. their peers and make an honest assessment of where they are a...
WHO WE ARE Quanteam Group is a Consulting firm specialised in the Capital Markets industry, in Paris, London, Brussels, New York and North Africa. Since 2007, our 800 consultants pr...
Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyones chance of being part of the workplace.We respect and appreciate people of all e...
Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving p...
Legal Support Specialist Are you looking for a career move that will put you at the heart of a global financial institution At Citi our business operates on a global basis, this role involves ...
Senior CDD Analyst Permanent London Hybrid working £55-60k + Bonus+ Excellent benefits I am partnerin...
Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Associates Degree Travel Percentage : 10 - 15% Are y...
Job Description Responsibilities (how we will measure success) The Principal Consultant will successfully motivate and lead, be responsible for the development of client rela...
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities, leveraging...
Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving p...
Were hiring on behalf of a global Investment Manager, who are looking for an ambitious and driven individual to join them for a 12 month period. This role will require a candidate who has 5-7 years e...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust i...
CFTC - Business Analyst - Contract Please note this role requires someone to be in the office 4 Days a week. A Top Tier Investment Bank are looking for a CFTC Business Analyst who will be responsibl...
Job title: Regulatory Change - Business Re-engineering & Optimization Corporate Title: Vice President Department: Operations Performance Management <...
REGULATORY COMPLIANCE ANALYST CITY OF LONDON HYBRID £45,000 - £50,000 Our client, a global foreign exchange provider a...
Key Responsibilities:
In this role you will be required to submit the daily Regulatory Reporting files for EMIR and MIFID This is for someone who has a knowledge of the financial services markets and some previous experien...
A global clearing broker is actively seeking a dynamic Compliance Associate to join their team and contribute to the mission of ensuring comprehensive adherence to regulatory and exchange obli...
ComplianceImplement and oversee Regulatory Compliance Risk Assessment (RCRA) model in collaboration with the Compliance function. Design and execute 1st Line of Defense Monitoring & Testing (M&T) to evaluate t...
Pensions and Savings Risk Manager Our client is looking for two highly skilled Pensions and Savings Risk Manager to join their team for a 6 months initial contract. Key Resp...
Key Responsibilities
Regulatory Operations - MIFID II Transaction Reporting Title: Associate Job Type: Permanent Department: EMEA Operations Company overvie...
Role Responsibilities:
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Co...
Assistant Vice President, Regulatory Reporting SME – ID 32 The Regulatory Operations Assurance team is a new team within Operations whose key function is to provide Assurance to sen...
Java Developer - Front Office £550 - £650pd London- (Hybrid) emagine is a high-end professional services consultancy and solutions firm specialising in providing business and technology s...
This is an exciting opportunity within the Commodities and Global Markets team who have operated in the global futures markets for more than 30 years. The team provides a full range of execution, clea...
JOIN OUR DYNAMIC AND INCLUSIVE TEAM! Are you...
Technology Regulatory Business Analyst – MIFID £600 - £650 per day (inside IR35) London – Onsite 3 days a week emagine is a ...
This is a leading financial institution in the UK with a strong presence in the banking and financial services sector. With a team of over 5000 employees, it has a reputation for its commitment to pro...
About this role: Elevate your career by joining our vibrant global bank, where opportunities for personal and professional growth abound. We are actively seeking an exceptional indiv...
MERJE, in collaboration with a leading force in the financial services sector, is actively seeking a Risk & Compliance Manager. We are specifically looking for individuals with extensive payments expe...
Pensions and Savings Product Manager Our client is looking for two highly skilled Pensions and Savings Product Manager to join their team for a 6 months initial contract. Ke...
Our client is one of the worlds leading asset management companies. It is seeking to hire someone who can sit between legal and compliance and provide regulatory advice on fund distribution and marke...
An Exciting Contract to Hire Opportunity for Integration Derivatives SME role with one of the Leading Financial Services clients in London, UK (Hybrid) Responsibilities: Client Facing
Project Manager - Regulatory Change, Capital Markets London 12-Month Initial Contract £700-£800pd via an Umbrella Company Project Manager, PM, Project Management, Projects, PMO, Project ...
Broadgate are proud to be partnered with an FX/CFD brokerage firm. Their global presence means they are regulated in multiple jurisdictions, with offices in over 15 countries. Driven by a culture of i...
Our investment banking client has been present in the UK for more than 150 years, theyre a long-term partner to British business. Today, the Group is formed of 10 divisions and employs 9,300 staff bas...
In this role you will be required to submit the daily Regulatory Reporting files for EMIR and MIFID This is for someone who has a knowledge of the financial services markets and some previous experien...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust i...
About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to...
Job Description Responsibilities (how we will measure success) The Compliance Consultant will successfully manage and develop client relationships, deliver client project wor...
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering b...
This leading Commercial Bank has an urgent requirement for an individual with proven experience in global transaction reporting. Utilising the industry leading system DUCO, your role will be to contin...
Who we are looking for We are looking for an Audit Manager, Assistant Vice President to work with a team of professionals to assess the adequacy and effectiveness of controls designed to mitig...
Weve recruited for this consulting team for 6years and seen anincrease from a team of 20 to now 60. The heart of what they do is working with top investment banks, helping guide them through complex c...
Work that works for you Grant Thornton’s Agile Talent Community is a network of contract professionals, giving you the opportunity to work with our clients and alongside Grant Tho...
Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving p...
Head of Compliance £120,000 - £130,000 + Bonus + Benefits + Eligibility for Share Options on scheme launch London (Hybrid and remote working model) THE...
About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products...
Regulatory Operations - MIFID II Transaction Reporting Title: Vice President Job Type: Permanent Department: EMEA Operations Company ov...
We are recruiting for a new Market Surveillance Manager vacancy on behalf of a leading UK Brokerage firm. The role holder will work closely with the Head of Compliance to ensure that the Market Abuse ...
BrokerageCompliance MonitoringFixed IncomeRegulatory RequirementsCompliance ProceduresLMEFCAmarket surveillancepolicies & proceduresCompliance advisoryTitle: Compliance Monitoring Associate - 14 Month Fixed-term Contract Location: London Overall Purpose of Role The primary focus of the role is to...
Excited to grow your career Our purpose is to empower people to save and invest with confidence. We are looking for great people to join us, so please come and invest in YOUR...
Job Title Private Bank Business Line Compliance Officer - CIO, BLIS Managed Solutions Location London Corporate Title Vice President Based in Winchester House, this...
Job Title Private Bank Business Line Compliance Officer - Product Governance and Control Framework Coordination Location London Corporate Title Vice President Bas...
Role & Responsibilities Key tasks are the delivery of a variety of regulatory report types. In addition, there will be a range of follow-up data-driven activities, general ‘houseke...
Having successfully launched another new fund this year they are seeking to hire a full time (hybrid working, 4 days in the office, 1 fromhome) fund accountant to oversee the new fund. The fund is LU...
Key Responsibilities:
Employer:DWS Group Title:Senior Team Business Advisor AFC & Compliance Location:London Job Code: #LI-AE1 #LI-02 R0300879 About ...
Senior Regulatory Compliance Consultant Our client is a FCA regulated investment firm. The firm provides multi-asset execution, liquidity prime brokerage, and trading technology solutions for institu...
Compliance MonitoringRegulationsTechnical ComplianceCASSTechnology SolutionsJob Title - KYC Analyst Location - Mumbai Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory...
Aufgabenbeschreibung
WHO WE ARE Quanteam Group is a Consulting firm specialised in the Capital Markets industry, in Paris, London, Brussels, New York and North Africa. Since 2007, our 800 consultants pr...
Regulatory Tech BA
Financial Regulation (funds and investments) lawyer QC Legal is excited to partner with our prestigious client, an internationally recognisable law firm. This powerhouse
Key Responsibilities:
We are exclusively for a leading financial services firm who are looking to recruit a Head of Compliance & MLRO for their London office. Main Responsibilities:
Job Title - SalesForce Business Analyst Location - Bangalore, India Role Description DWS Group (DWS) is one of the worlds leading asset managers with EUR 719bn of asse...
The Role Responsibilities Job Role The role is responsible for
Key Requirements:
Meraki Talent are working with a growing Private Bank / Asset Manager with offices in Mayfair, Central London who are looking to hire a Senior Legal Associate to join their growing Legal department. Y...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust i...
Job Title: Scrum Master (m/f/x) - AVP - Agile Regulatory Reporting Team (TDI- Private Bank-Products & Enterprises Investments) Location: Pune, India Role description ...
Join us as an Electronic Trading Risk & Control Associate
Our leading client is looking for senior regulatory compliance associate who can assist with liaison with regulators, monitoring and completion of ongoing compliance obligations, and development and m...
FCASMF16SMF17A leading financial services organisation is currently searching for Business Analyst with experience in Trade or Transaction Reporting on a ...
Business AnalystContract role:12 months ongoing BA PM eTrading Front Office ION Marketview – Investment Bank
Join us as a Vice President in Transaction & Pricing Oversight
Job Title - Operations Lead AVP Location - Bangalore, India Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver...
Responsibilities
MiFID II Project Manager, Investment Banking, Markets £750 - £800pd via an Umbrella Company or PAYE Solution London MiFID II, MiFIR, Regulatory Change, Regulatory Implementation, Investme...
Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving p...
Weve recruited for this consulting team for 6years and seen anincrease from a team of 20 to now 60. The heart of what they do is working with top investment banks, helping guide them through complex c...
Ive partnered with a global investment bank to recruit an experienced Senior Business Analyst/Project Manager to join the eTrading IT team. You will be responsible for delivering end-to-end Trading a...
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