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Responsibilities
MiFID II Project Manager, Investment Banking, Markets £750 - £800pd via an Umbrella Company or PAYE Solution London MiFID II, MiFIR, Regulatory Change, Regulatory Implementation, Investme...
Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving p...
Weve recruited for this consulting team for 6years and seen anincrease from a team of 20 to now 60. The heart of what they do is working with top investment banks, helping guide them through complex c...
Ive partnered with a global investment bank to recruit an experienced Senior Business Analyst/Project Manager to join the eTrading IT team. You will be responsible for delivering end-to-end Trading a...
Head of Compliance £120,000 - £130,000 + Bonus + Benefits + Eligibility for Share Options on scheme launch London (Hybrid and remote working model) THE...
Ive partnered with a global investment bank to recruit an experienced Senior Business Analyst/Project Manager to join the eTrading IT team. You will be responsible for delivering end-to-end Trading a...
Entity: Strategy, Sustainability & Ventures Job Family Group: Ethics & Compliance Group Job Summary: Within Ethics and Compliance (E&C), you’ll work across o...
MiFID II Project Manager, Investment Banking, Markets £750 - £800pd via an Umbrella Company or PAYE Solution London MiFID II, MiFIR, Regulatory Change, Regulatory Implementation, Investme...
Capital MarketsInvestment BankingLIBORStakeholder ManagementEMIRRegulatory ChangeFinancial Services.MiFID IIMiFIRRegulatory ImplementationMIFID/MIFIR Project Manager 12 Month Contract (Rolling) Umbrella Day Rate - £700 - £800/day (inside IR35) Location - London (3 d...
MIFID/MIFIR Project Manager 12 Month Contract (Rolling) Umbrella Day Rate - £700 - £800/day (inside IR35) Location - London (3 d...
About the job Job description: Regulatory Operations – MIFID II Transaction Reporting Title: Associate Job Type: Permanent Department: EMEA Operations Company overview Our c...
Job Title: NCT Location: Bangalore About Business
As one of the world’s largest networks of audit, tax and consulting firms, RSM delivers big ideas and premium service to help middle-market businesses thrive. We are a fast-growing firm with big amb...
As one of the world’s largest networks of audit, tax and consulting firms, RSM delivers big ideas and premium service to help middle-market businesses thrive. We are a fast-growing firm with big amb...
Fantastic opportunity to be part of our growing team, help develop yourself as well as our overall business by growing new business within SEIs Asset Management Distribution unit. SEI (NASDAQ:SEIC) ...
Regulatory Operations - MIFID II Transaction Reporting
Title: Associate
Job Type: Permanent
Department: EMEA Operations
Description of the Business Line or Department To ensure the accurate update of Kondor+ (Trade Capture, Reporting and Risk Monitoring system) and database integrity of FO and BO systems (K...
JOIN OUR DYNAMIC AND INCLUSIVE TEAM! Are you...
An excellent Opportunity is available with a leading investment management stockbroking business based in Birmingham City centre for an Operations Assistant on a permanent basis. This business operate...
PMO Analyst, Regulatory Change, Banking £350 - £400pd - via an Umbrella Company/ PAYE Solution London PMO Analyst, Regulatory Change, Regulation, Transformation, Investment Banking, Finan...
Main Function The team is responsible of development, deployment and support for middle / back office applications that processes millions of records every day. Our four main areas o...
We are exclusively for a leading financial services firm who are looking to recruit a Head of Compliance & MLRO for their London office. Main Responsibilities:
Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving p...
Who are HSBC Innovation Banking We’re the power behind the UK’s forward-thinkers, future-makers and leap-takers, helping them ignite the bold ideas that reshape our world. We off...
OPERATIONS Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clien...
Our client, Deutsche Bank, is a global banking business with strong roots in Germany and operations in over 70 countries. Their large but focused footprint gives them an established position in Europe...
Client Review Support Administrator £20,000 plus benefits Client Relevant Skills and Knowledge
As the BA you will be working on Outsourcing the production of MiFID II Cost and Charges Reporting, EMT and EPT. You will be part of the team working on building the business case and then on the impl...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust i...
The Vacancy To assist the Technology and Third Party Governance Manager, Head of Technology Governance and IT Director in the achievement of the IT Strategy and associated plans in r...
The Vacancy OVERALL SUMMARY At Close Brothers we look to recruit individuals from all different backgrounds and encourage you to apply even if you dont tick every b...
eCredit BAPM Type - Contract Role Umbrella Day Rate - £650 - £750/day (Inside IR35) Location - London (3 days a week in the offi...
MAIN PURPOSE OF THE ROLE Audit Manager is responsible for executing and delivering all audit engagements assigned to them by the Chief Auditor and Heads of Audit. Audit Manager will support the Head o...
Regulatory Reporting SME – MiFIR Regulatory Reporting SME is required to join my FinTech client to work on advising their customers and internal product teams surrounding their se...
Our client is an Integrated Energy trading company based in Central London. Working as part of the Legal Affairs department, and reporting to the Compliance Manager, the successful c...
Commodity MarketsComplianceCompliance MonitoringCompliance RegulationsEnergy MarketsThe Role The Client Services Manager will be responsible for servicing Institutional Asset Management client relationships. The Client Services Manager will manage the Insti...
Overview SENIOR AUDITOR Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology...
Job title: Instinet Internal Auditor Corporate Title: Vice President Department: Internal Audit Location: London Company overview Nomura is an Asia-based financial services g...
Regulatory Reporting Senior Project Manager Department Overview: As a global leader in trade and transaction reporting, the S&P Cappitech team have been providing RegTech solutions for...
Job Summary
Charles River (CRD) OMS Developer sought by leading investment manager based in the city of London. **Inside Ir35 - 2-3 days a week onsite** The role:
Senior Application Support Engineer (Global Asset Manager) -THIS IS AN OUTSTANDING FIRM Based in The City of London. Liverpool Street Station -London Are you a passionate Senior Application Support E...
Responsibilities:
PMO - Finance PAYE Rate P/H £60 p/h PAYE base rates excludes holiday pay accrual Glasgow office 2 days per week 12 months Company Profile: Morgan Stanley is a leading globa...
The role:
Our client is a global energy & commodity trading group; recognized as one of the most exciting and commercially driven Commodity Trading houses in the industry! Our client is lookin...
A large international bank based in London. Description Compliance Solutions and Technology Strategy - Director responsibilities
Responsibilities: • Ensure that appropriate customer categorisations are carried out in accordance with local regulatory requirements • Ensure that appropriate client documentati...
Senior Regulatory Product Manager - UCITS - SDS - SFDR - AIFMD - AMF - Regulatory Change My client, a leading global financial organisation are currently looking for a Senior Regulatory Product Manag...
Key Responsibilities:
Overview We are currently looking for a SFRT Transaction reporting Consultant to support EMIR transaction reporting. Who are we Treliant is a global consulting firm serving banks, mortgage originat...
Regulatory Junior Business Analyst Chester/Hybrid 12 months contract Day Rate £400 Inside IR35 alternatively the r...
global marketsMIFIDRegulatory changesTrade and Transaction Reporting (TTR) Analyst We are currently seeking a highly skilled and motivated individual to join a prestigious bank in London as a Trade and Transacti...
Market Risk Analyst – Commodities A Market Risk Analyst is sought to contribute to the effective management of market risk, liquidity risk, and operational risk. As a diligent and detail-oriented p...
The successful candidate will be expected to;
Provide a first-class service in the analysis and calculation of all Unit Trust box decisions to ensure they are managed in line with regulations and in accordance with internal policy. Assist with th...
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering b...
Trainee Paraplanner ParaplanningMidlands (Remote, but Midlands based to facilitate approx. once per month office attendance) Salary: to £30,000 dep on ...
paraplanningparaplannerfinancial servicestrainee paraplannerwealth managementDaily tasks/responsibilities:
Key Responsibilities
Investigo are currently supporting an Electronic Trading client with recruiting a Regulatory Controls Analyst for a short term day rate contract. You will be joining the Regulatory Controls team that...
We are currently looking for dynamic individuals to join our Business Change Practice as Project Manager; allocated to a multi-disciplinary squad delivering a range of Regulatory change projects. Thi...
Business Analyst, Compliance Risk, Regulatory Control £700 - £775pd - via an Umbrella Company or PAYE Solution London Business Analyst, Compliance Risk, Regulatory Compliance, Regulatory ...
Business AnalystFinancial ServicesInvestment BankingMARTransformationControl DesignMarket AbuseMiFIDRegulatory ComplianceEMIRCompliance RiskVolckerMiFIR1LOD2LODRegulatory ControlControl ImplementationIT Business Analyst 6 months London £650pd - £700pd via Umbrella Company Business Analyst, SDLC, Payments, SEPA, SWIFT, BACS, Regulatory Reporting, Reg Reporting, MiFID, EMIR, Loans, Mon...
BACSBusiness AnalystData ManagementLoansOraclePaymentsSDLCSQLTrade FinanceMiFIDSEPAData ModellingRegulatory ReportingSWIFTEMIRMoney MarketsReg ReportingIFA Administrator Bromsgrove Salary up to £25,000 2 Days remote is available Generous Salary 28 days holiday + bank hol...
Financial PlanningInvestmentsPensionsWe are working with a superb wealth management firm based in Banstead, Surrey who have the opportunity for a Trainee Financial Planner to join their team. They are offering the chance to train with th...
AdviserFinancial AdvicePlannerWealth ManagementIndependent Financial AdviceMy client, a leading US asset manager, is hiring a maternity leave cover for their distribution compliance team. You will need to have proven experience with marketing compliance and financial promoti...
distribution complianceMarketing compliancefinancial promotion reviewWHO WE ARE Quanteam Group is a Consulting firm specialised in the Capital Markets industry, in Paris, London, Brussels, New York and North Africa. Since 2007, our 800 consultants pr...
Markets Transformation - Senior Vice President Citi Markets provide world-class solutions that are as diverse as the needs of the corporates, institutions, governments, and individual investo...
Description About this role Business Unit Overview: BlackRock EMEA Finance consists of Finance professionals in disciplines such as Tax, FP&A, Treasury, Accounting Op...
This is a great role for an experienced Compliance Officer to branch out from a vertical role (covering just one product line) and into a role that covers the breadth of the fixed income and equities ...
Overview Audit Project Leader Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and tech...
Your responsibilities will include:
Who we are Britannia Financial Group is a global financial services company that combines local expertise with global solutions to offer a full range of financial products including, securities & der...
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering b...
We are looking for a professional individual with experience in the Transaction Reporting space who wants to apply their financial markets knowledge and further develop their understanding in the fast...
Key Skills & Requirements - Experience within Capital MarketsManagement Consulting (knowledge of F2B trade lifecycle) - Extensive exposure to regulatory projects eg, Dodd Frank, MIFID II, EMIR - Ex...
Requirements;
Our client, Deutsche Bank, is a global banking business with strong roots in Germany and operations in over 70 countries. Their large but focused footprint gives them an established position in Europe...
On behalf of our client, AMS are looking for a Quantitative Modeller/Analyst for a 6 Months based in London/Hybrid. Purpose of the Role:
The following attributes are considered essential to this role:
Overview Overview Of BNY Mellon: BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment...
Description: The Data BA will work under the Regulatory reporting workstream of the Aladdin implementation. The work is analysis of the test results and ill involve the following: ...
About the job Support the QIS Head of QIS in the implementation of the business strategy. Leading the marketing function of the QIS business. Ensures the alignment of the Investment Strategies offeri...
Do you have financial services compliance experience, and are you seeking a new job in London We are looking for a Senior Compliance Associate to work with a thriving Compliance Consultancy and the co...
Compliance MonitoringFinancial PromotionsMiFIDRegulatory ComplianceBusiness Development
WHO WE ARE Quanteam Group is a Consulting firm specialised in the Capital Markets industry, in Paris, London, Brussels, New York and North Africa. Since 2007, our 800 consultants pr...
S&P Global Market Intelligence The Role: Associate Business Operations Analyst The Team: Support Business Heads and provide insights into revenue, performance, and expenses inc...
What are we looking for Requirements:
Venn Group are currently supporting an established Asset Management firm that are in search for an experienced Senior Trading System Support Analyst to join their Technology Team. Description of the ...
Welcome to Natixis At Natixis, we create tailor-made solutions in Asset & Wealth management, Corporate and Investment banking, Insurance, and payments, with over 16,000 staff members in 38 countries....
We are currently looking for dynamic individuals to join our Business Change Practice as Project Managers; allocated to a multi-disciplinary squad delivering a range of Regulatory change projects. Th...
Fantastic opportunity in a leading Investment bank to join their Risk Management Division. As a BA/Product Owner you will report into the Principal Product Owner who is responsible for ensuring that...
Established in 1989, Future Perfect has a total team of 24. They look after 6,000+ client households across the Midlands and have grown through their ethos of offering quality face-to-face financi...
Administrative SupportBusiness SupportFinancial ServicesFinancial PlannersDescription Analyst - KYC/ AML / Sanctions Due Diligence Job Description This role sits within the KYC/AML and Sanctions Due Diligence team, which forms part of the Governance...
Overview BNY Mellon is hiring a Lead Analyst, Regulatory Oversight Management to join the Trade & Transaction Reporting Team. The team supports BNY Mellons Foreign Exchange (FX) CT (compounds t...
Regulatory Operations - MIFID II Transaction Reporting
Title: Associate
Job Type: Permanent
Department: EMEA Operations
Venn Group are currently partnered with a leading Asset Manager based in London who are looking for a Senior Data Engineer to join their sell-side research and brokage business for a 12-month project....
Job Role: You will be a key member of the team providing comprehensive support expanding of OTC Derivatives Hedging Solutions or Financial Products business. This role involves front to back support ...
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