Compliance Associate - Capital Markets Platform -Surveillance and Monitoring - Algorithmic Trading

Key Responsibilities:

Conduct real-time monitoring and surveillance of trading activities to identify potential compliance breaches or market abuses.
Implement and enhance surveillance systems and procedures to align with regulatory requirements and industry best practices.
Collaborate with cross-functional teams to investigate flagged activities and implement corrective actions.
Stay abreast of evolving regulations and industry trends to proactively enhance compliance strategies and frameworks.
Prepare comprehensive reports and presentations for regulatory inquiries and internal stakeholders.

Qualifications:

Bachelors degree in Finance, Economics, Business Administration, or related field.
experience in compliance, monitoring, or surveillance within capital markets.
Strong understanding of regulatory requirements such as MiFID II, and MAR
Proficiency in utilizing surveillance tools and platforms beneficial
Excellent analytical skills with a keen eye for detail and ability to interpret complex data sets.
Effective communication skills with the ability to liaise with stakeholders at all levels.

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