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Senior Compliance Consultant buy-side

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Key Responsibilities:

  • Drafting and implementation of policies, procedures and monitoring requirements associated with applicable regulatory developments (including MiFID II, AIFMD, SMCR)
  • Assisting with maintaining compliance manuals, policies and procedures for the business in EMEA
  • Assist with the preparation and filing of submissions to the FCA and other regulators
  • Carrying out e-communications surveillance and assisting in any development work to build out the function
  • Provide support in designing and delivering compliance training
Key Requirements:
  • Strong Generalist Compliance Experience
  • Experience working within Private Markers (Funds, Private Equity or Asset Management)
  • Available Immediately
Please contact Nicole Poole at Danos Consulting to learn more about this opportunity.

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