Audit Manager for Global Markets, Hybrid

Job Description

Who we are looking for We are looking for an Audit Manager, Assistant Vice President to work with a team of professionals to assess the adequacy and effectiveness of controls designed to mitigate key business risks to comply with relevant regulatory requirements, corporate standardsand industry standards. As part of a collaborative global team, you will influence and contribute to Corporate Audits dynamic plan development process, lead and support execution of strategic audit projects and support staff development. The primary areaof focus will be on State Streets Global Markets Division covering front, middle and back office activities, Key products within Global Markets include: Foreign Exchange, Electronic Trading Platforms, Securities Lending, and Outsourced Trading. In this roleyou will be based out of London, UK. This role can be performed in a hybrid model, where you can work up to two days a week from home Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happenwe need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at ourbest. Join us if making your mark in the financial services industry from day one is a challenge you are up for. What you will be responsible for

• Plan, oversee and/ or execute audits according to a risk-based methodology, recommend internal control improvements that may include operational enhancements or efficiencies, and prepare audit reports that effectively measure the residual risk and provideinsight to root cause and impact on business strategy
• Analyze data, facts, and test results to draw appropriate conclusions regarding the effectiveness of the clients internal control environment
• Facilitate effective communication and coordination with business management at all levels
• Establish and maintain strong and effective client relationships across the lines of defence and with supporting IT organizations and assist management in the understanding and adaptation of internal control principles
• Develop and maintain a thorough understanding of assigned areas of responsibility, including key technology, products, organizational activities, regulatory environment and global footprint
• Meaningfully contribute to change initiatives by participation in system and business process change initiatives with strategic corporate significance by providing input on operational and technological risk issues
• Evidence strong team leadership skills which include creating an environment of trust, soliciting diverse views from team members and supervising, coaching and developing staff through timely and meaningful feedback and on-the-job mentoring
• Invest in your development by expanding, maintaining and applying current knowledge of audit industry best practices, regulatory expectations, and subject matter (e.g.,. foreign exchange, securities lending and other capital markets and broader State Streetactivities)
• Demonstrate knowledge of financial and operational internal control methodologies and terminologies (e.g. COSO and COBIT); process and control industry standards; risk management practices and techniques; and internal audit process, technology and toolsfor planning, design, performance, testing and reporting

What we value These skills will help you succeed in this role

• Ability to effectively prioritize multiple tasks and work independently in an international team across multiple locations with global stakeholders in a fast-paced environment.
• Enthusiasm in auditing various business products, support functions and information technology systems.
• Ability to clearly demonstrate proficiency in evaluating and testing internal controls and in applying risk-based audit skills to business units globally.
• A high degree of professionalism and proficient organizational, analytical and project management skills.
• Effective communication skills (both written and verbal) and interpersonal skills as well as interest in developing as a leader within Corporate Audit

Education & Preferred Qualifications

• A bachelors degree in a relevant field such as Accounting, Finance, Information Systems, Computer Science and/or Business Administration
• 5+ years of experience with assessment and testing of Global Markets activities. Specific experience of Foreign Exchange, Securities Finance, and Outsourced trading desired
• Knowledge of key regulatory requirements such as MiFID II, Swap Dealer and/or Trade and Transaction Reporting desired
• CISA, CPA, CIA or other applicable certification preferred
• Experience in financial services processes and technology, automated business process controls and/ or technical application background
• Proven ability to research, interpret and apply regulatory requirements

Additional requirements Travel up to 25% may be required. While majority of the time you will work from you primary locations, some domestic and international travel is expected to a variety of locations where State Street operates Are you the right candidate Yes! We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we dont necessarily need you to fulfil all of them when applying. If you like changeand innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit. About State Street What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, were making our mark on the financial services industry. For more than two centuries,weve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients. Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks.