| London Jobs |
| Manchester Jobs |
| Liverpool Jobs |
| Nottingham Jobs |
| Birmingham Jobs |
| Cambridge Jobs |
| Glasgow Jobs |
| Bristol Jobs |
| Wales Jobs |
| London Jobs |
| Manchester Jobs |
| Liverpool Jobs |
| Nottingham Jobs |
| Birmingham Jobs |
| Cambridge Jobs |
| Glasgow Jobs |
| Bristol Jobs |
| Wales Jobs |
| Oil & Gas Jobs |
| Banking Jobs |
| Construction Jobs |
| Top Management Jobs |
| IT - Software Jobs |
| Medical Healthcare Jobs |
| Purchase / Logistics Jobs |
| Sales |
| Ajax Jobs |
| Designing Jobs |
| ASP .NET Jobs |
| Java Jobs |
| MySQL Jobs |
| Sap hr Jobs |
| Software Testing Jobs |
| Html Jobs |
| Job Location | London |
| Education | Not Mentioned |
| Salary | Competitive salary |
| Industry | Not Mentioned |
| Functional Area | Not Mentioned |
| Job Type | Permanent , full-time |
Implement and oversee Regulatory Compliance Risk Assessment (RCRA) model in collaboration with the Compliance function.Design and execute 1st Line of Defense Monitoring & Testing (M&T) to evaluate the effectiveness of regulatory compliance risk controls.Maintain a current and accurate Regulatory Library, updating management and the Compliance Committee on regulatory changes.Ensure Operational Risk Management Framework Risk and Control Assessments accurately reflect regulatory and related risks.Document the 1LOD M&T process, recording results and outcomes for comprehensive documentation.Manage Compliance Issue Management (CIM) by documenting precise details of identified compliance issues.Assess and record the severity of compliance issues, collaborating with relevant LOB or corporate areas to develop remediation plans.Track and report on the progress of issue resolution, providing updates to senior management.Advise on the closure of compliance action plans and ensure all CIM activities are thoroughly recorded.Collaborate with Compliance in maintaining a vigilant approach to regulatory compliance, contributing to a proactive and risk-aware culture.Experience RequiredUndergraduate degree or equivalent, preferably in areas of business, finance or law.Minimum ten years of experience in financial services industry, with a strong understanding of key functions in a banking environment, i.e. Front Office, Operations, Audit, Risk and Compliance.Awareness of the business activities, including business strategies, products and corporate areas.Strong knowledge of the regulatory and compliance requirements applicable to the activities undertaken by Global Markets in London (e.g. FCA, PRA, MiFID and other US/Canadian regulations).Strong awareness of the control environment to manage and mitigate regulatory compliance risks