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Regulatory Reporting, Senior Analyst

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Role & ResponsibilitiesKey tasks are the delivery of a variety of regulatory report types. In addition, there will be a range of follow-up data-driven activities, general ‘housekeeping’, and the preparation of management information. Responsibilities include:

  • Accurate and timely reporting and reconciliations for all transactional activities in line with MiFIR and EMIR regulatory guidelines on a day to day basis
  • Disclosure of position reporting completion to jurisdictional regulatory specification, and in line with agreed policies and procedures
  • Undertake essential replay/back reporting activity
  • Exception management, validation, accuracy and timeliness of report filings and submissions
  • Troubleshooting/investigation into the cause of issues and errors, as well as the communication of findings and rectification
  • Work with internal stakeholders and external vendors to resolve queries and to fill data gaps
  • Work with the wider Operations Department, in-house stakeholders and external partners to identify all reportable transactions and in scope accounts in order to ensure that obligations are correctly interpreted and met
  • Provide support to the Regulatory Reporting Manager for specific projects as and when these arise (this will include changes to regulations, new product launches, new instrument approvals, replacement systems and in-house infrastructure changes, as wellas process improvements and the review of historic reporting activities and set-up)
  • Provide support to the Regulatory Reporting Manager in order to fulfil a variety of standard administrative responsibilities
  • Production of monthly, quarterly and ad hoc Management Information as required
  • Maintenance of data points and critical spreadsheets in line with the Firm’s policy guidelines
Skills & Experience
  • A minimum of two years’ experience working in a medium-high volume Regulatory Reporting Team, with a particular focus on MiFID and EMIR trade and transaction reporting
  • A solid understanding of the UK and European Regulatory Reporting landscape, with good knowledge of the EMIR (and both European and UK EMIR Refit) and MiFID trade and transaction reporting rules, and their application
  • Substantial Shareholding Disclosure experience would be an advantage
  • Able to work alone on small projects or collaboratively as part of a Working group
  • Able to take ownership for specific tasks on a day-to-day basis with minimal guidance
  • Experience in the compilation and maintenance of procedural documentation, record keeping and audit trails
  • A good understanding of stringent controls and risk mitigation gained within a similar environment
  • Vigilant approach to monitoring in relation to update triggers
  • Strong spreadsheet and numeracy skills
  • A good communicator who is comfortable playing an active role during in-person meetings, managing upstream expectations, and escalations
  • Comfortable with Bloomberg, UnaVista, Tradecho and Excel-based tools
This is a position which is part of a great team at a successful and growing international asset management business. It requires an individual with excellent interpersonal skills, a meticulous eye for detail and the ability to prioritise multiple deadlineseffectively.Please note that only successful applicants can be contacted.

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