Junior Business Analyst - IT Trade Surveillance

Role Responsibilities:

Conduct Business Analysis on regulatory focused technology initiatives in the area of trade and order surveillance and monitoring
Liaise with Compliance, Business Managers, Product Managers, Business Analysts, Project Managers, QA, and other areas of the business to define requirements
Define and contribute to gathering requirement standards for the wider Trade Surveillance Programme becoming a champion
Document functional and non-functional user stories and Epics – both upstream (order management / deal management platforms) and downstream (Enterprise BUS to Surveillance Platform reporting)
Coordinate, Lead, and Facilitate requirements gathering and process definition workshops with the business and Compliance
Work on multiple regulatory sub-projects and deliverables whilst managing multiple deadlines and differing priorities
Work closely with various Product Owners and IT Agile delivery teams across the organisation to ensure surveillance dependencies on other teams are effectively managed

Experience / Competences:Essential

Understanding the full project life cycle from requirements capture through to implementation and delivery
Understanding of Wholesale Financial Services, ideally with a good understanding of the front-to-back trade lifecycle
Technology software development lifecycle (SDLC) process and experience implementing technology in Financial Services (preferred)
Good understanding of various Agile/Waterfall development methodologies
Proven experience of regulatory focused business analysis and/or product deliverables
Proven practical experience in business analysis, problem solving, documentation and working to tight deadlines, ideally in an Agile environment delivering technology solutions

Desired:

Market Surveillance & Monitoring domain expertise – market abuse alert scenarios, case-management, pattern recognition & artificial intelligence
Front Office process knowledge – broking methods: algo, hybrid, voice and electronic, trade and order capture including trading protocols RFQ, CLOB, etc.
Product knowledge and modelling across wholesale markets FICC, ETDs and Equities using fpml, FIX and other similar industry standards
Middle Office process knowledge – control and processing of transactions, Back Office Process – Clearing, Settlement, Invoicing, payment and Confirmations
Global regulatory regimes including MiFID II, EMIR, REMIT, MAR, Dodd Frank and also regulator specific requirements e.g. FINRA, NFA, SEC, CFTC, FCA, Monetary Authority of Singapore
Experience working with surveillance technology
Understands data requirements and related functional / technical aspects of a surveillance system
Inter-Dealer Broker experience including ETD trading and related block trading
Worked in Compliance function or at least understands in context of surveillance the Reg requirements for an inter-dealer broker
Worked in Scaled Agile teams or similar Agile frameworks

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