Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Derivatives Compliance Associate

Eames Consulting
Job LocationLondon
EducationNot Mentioned
SalarySalary negotiable
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

A global clearing broker is actively seeking a dynamic Compliance Associate to join their team and contribute to the mission of ensuring comprehensive adherence to regulatory and exchange obligations throughout the firm.Key responsibilities will include:

  • Conducting regular AML reviews of client files, following the companys AML policies and procedures, and assisting in onboarding new potential customers.
  • Collaborating with the Head of Compliance, acting as MLRO, to handle daily AML matters and contribute to the annual MLRO report.
  • Performing customer due diligence reviews as directed and offering support with client applications and documentation requirements.
  • Diligently tracking workflow requirements and contributing to the preparation of Management Information for the Head of Compliance.
  • Evaluating issues and concerns and escalating them appropriately to the Head of Compliance.
  • Monitoring the progress of agreed-upon remedial actions through to their conclusion.
  • Establishing and implementing crucial policies, procedures, and processes aligned with the companys statutory and regulatory obligations, ensuring continuous updates.
Experience Required:
  • Previously engaged in an environment focused on Exchange Traded Derivatives.
  • Proficient in client onboarding, KYC, AML processes, with a comprehensive understanding of relevant regulations.
  • Familiarity with the FCA rulebook, as well as a sound understanding of futures and options markets and their trading dynamics.
  • Knowledgeable about regulatory requirements, including EMIR, MiFID II, MiFIR, MAR, and AML.
Get in touch or apply for more information!Eames Consulting is acting as an Employment Agency in relation to this vacancy.

Keyskills :
Compliance

APPLY NOW

Derivatives Compliance Associate Related Jobs

© 2019 Naukrijobs All Rights Reserved