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Senior Compliance Associate - Investments

Job LocationCity of London
EducationNot Mentioned
Salary55,000 - 65,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Do you have financial services compliance experience, and are you seeking a new job in London We are looking for a Senior Compliance Associate to work with a thriving Compliance Consultancy and the collaborative role comes with an attractive salary of upto £65,000 and excellent benefits package including bonus, pension, healthcare, gym membership, study support, and hybrid flexible working.As a flexible Senior Compliance Associate, you will assist the Investments Compliance Team in delivering a range of compliance solutions to their clients.To give you an idea of how the job will look and feel if you were currently working there, these are some things you would have been tackling recently:

  • Assisting in drafting applications for FCA authorisation and variations of permission for investments MiFID / AIFMD firms
  • Keeping up to date with FCA regulatory rules
  • Assisting with reviewing Financial Promotions
  • Compiling compliance reports on request
  • Assisting with onsite compliance audits
The Senior Compliance Associate candidate will demonstrate an ability to successfully handle projects from beginning to end, have a professional manner, and be adaptable to change in this diverse role. To succeed in this Senior Compliance Associate role,you will need a relevant financial services compliance background and ideally with compliance exposure to investments (MiFID / AIFMD).If youre looking to make a positive impact and create change, possessing an inclusive and committed approach, you will be rewarded with an excellent salary of up to £65,000 plus benefits package and bonus and excellent exposure to a broad range of clientsand senior management teams.To apply for this Senior Compliance Associate job in London, please apply here with Twenty84 today.

Keyskills :
Compliance MonitoringFinancial PromotionsMiFIDRegulatory Compliance

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