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Marketing Compliance - 12 Month Fixed Term Contract

Robert Walters
Job LocationCity of London
EducationNot Mentioned
Salary70,000 - 90,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypeTemporary , full-time

Job Description

My client, a leading US asset manager, is hiring a maternity leave cover for their distribution compliance team. You will need to have proven experience with marketing compliance and financial promotion review. You will also need to be able to start immediatelyor withing 1 month. This will be a 12 month fixed term contract.Key Responsibilities

  • Review financial promotions / marketing material regarding asset management products and services destined for dissemination outside of the firm in accordance with policies and applicable UK, EMEA and APAC regulations.
  • Review and approve RFPs and due diligence documents.
  • Provide guidance and advice to the business on the principles and rules to observe for the preparation of financial promotions / marketing material and their use internationally.
  • Perform risk-based, effective and comprehensive compliance reviews of financial promotions, client reporting and other client communication templates and documents that require such a review.
  • Enhance the financial promotions approval framework, ensuring the framework remains appropriate in accordance with COBS 4 and MiFID II jurisdictional requirements.
  • Participate and provide input in the definition of rules to govern the process of review and approval of financial promotions / marketing material, taking into account evolutions in the regulatory landscape and emerging best practices.
  • Participate when required in projects to refine the process of review and approval of marketing material and the tools used for this purpose, with an eye on maintaining and improving its efficiency and effectiveness.
Key Requirements
  • Experience of review of financial promotions and other materials designed for the marketing of asset management products preferable including all of UCITS, AIFS, and segregated account capabilities.
  • Subject matter expert / knowledge of Asset Management products/services and risks associated.
  • Strong understanding of FCA, and an understanding of European/US regulatory requirements and how these apply to the line of business.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates

Keyskills :
distribution complianceMarketing compliancefinancial promotion review

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