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Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of ...
Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the worlds...
This manager role is responsible for the management of the two of direct reports as well as BAU transaction reporting. Addionally, the role holder is expected to be well-connected in the industry and ...
Senior Lead Counsel Are you looking for a career move that will put you at the heart of a global financial institution This role requires a pragmatic, proactive lawyer with thorough understand...
Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of products to their client. They are looking to add a Senior Regulatory Compliance Executive their growing...
Job Title: Senior Software Development Engineer (Server Side) As a Senior Software Development Engineer (Server Side), you will play a critical role in the implementation and deliver...
Lead UI Developer The Ideal Candidate Will Be:
Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyones chance of being part of the workplace.We respect and appreciate people of all e...
As a Senior Regulatory Compliance Executive at Deriv, you’ll be at the forefront of our compliance efforts. You’ll join a dedicated regulatory team in the Group’s compliance department, which lo...
Senior Manager - Business Compliance, Commodities and Global Markets EMEA Salary - Up to £130,000 Location - London Summary of Role:
A global clearing broker is actively seeking a dynamic Compliance Associate to join their team and contribute to the mission of ensuring comprehensive adherence to regulatory and exchange obli...
ComplianceYour tasks:
* Regulatory Compliance * 5+ years of experience in regulatory compliance, audit, or risk function Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of ...
Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of products to their client. They are looking to add a Senior Regulatory Compliance Executive their growing...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust i...
We are recruiting for a new Market Surveillance Manager vacancy on behalf of a leading UK Brokerage firm. The role holder will work closely with the Head of Compliance to ensure that the Market Abuse ...
BrokerageCompliance MonitoringFixed IncomeRegulatory RequirementsCompliance ProceduresLMEFCAmarket surveillancepolicies & proceduresCompliance advisoryRole & Responsibilities Key tasks are the delivery of a variety of regulatory report types. In addition, there will be a range of follow-up data-driven activities, general ‘houseke...
We are recruiting for multinational online brokerage firm looking to hire an Senior Compliance Analyst to join their London office with a focus on investment services regulation surrounding CFDs whils...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust i...
Your responsibilities will include:
Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of products to their client. They are looking to add a Senior Regulatory Compliance Executive their growing...
MiFID II Project Manager, Investment Banking, Markets £750 - £800pd via an Umbrella Company or PAYE Solution London MiFID II, MiFIR, Regulatory Change, Regulatory Implementation, Investme...
London Based Trading firm seek a Contract Compliance Advisor to ensure the firm’s business is conducted in an appropriate manner and in accordance with FCA Handbook, Financial Services and Markets A...
MiFID II Project Manager, Investment Banking, Markets £750 - £800pd via an Umbrella Company or PAYE Solution London MiFID II, MiFIR, Regulatory Change, Regulatory Implementation, Investme...
Capital MarketsInvestment BankingLIBORStakeholder ManagementEMIRRegulatory ChangeFinancial Services.MiFID IIMiFIRRegulatory ImplementationMIFID/MIFIR Project Manager 12 Month Contract (Rolling) Umbrella Day Rate - £700 - £800/day (inside IR35) Location - London (3 d...
MIFID/MIFIR Project Manager 12 Month Contract (Rolling) Umbrella Day Rate - £700 - £800/day (inside IR35) Location - London (3 d...
We are recruiting for multinational online brokerage firm looking to hire an Senior Compliance Analyst to join their London office with a focus on investment services regulation surrounding CFDs whils...
We are recruiting for multinational online brokerage firm looking to hire an Senior Compliance Analyst to join their London office with a focus on investment services regulation surrounding CFDs whils...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust i...
Compliance Manager, Compliance Advisory 22 Bishopsgate, London - Hybrid Permanent Contract At AXA IM our purpose, to act for human progress by in...
Regulatory Reporting SME – MiFIR Regulatory Reporting SME is required to join my FinTech client to work on advising their customers and internal product teams surrounding their se...
Compliance Manager, Compliance Advisory 22 Bishopsgate, London - Hybrid Permanent Contract At AXA IM our purpose, to act for human progress by in...
Business Analyst, Compliance Risk, Regulatory Control £700 - £775pd - via an Umbrella Company or PAYE Solution London Business Analyst, Compliance Risk, Regulatory Compliance, Regulatory ...
Business AnalystFinancial ServicesInvestment BankingMARTransformationControl DesignMarket AbuseMiFIDRegulatory ComplianceEMIRCompliance RiskVolckerMiFIR1LOD2LODRegulatory ControlControl ImplementationMarkets Transformation - Senior Vice President Citi Markets provide world-class solutions that are as diverse as the needs of the corporates, institutions, governments, and individual investo...
Who we are Britannia Financial Group is a global financial services company that combines local expertise with global solutions to offer a full range of financial products including, securities & der...
DUTIES AND RESPONSIBILITIES
The Role Responsibilities:
A major international bank based in London. Description Equities Product Owner/Business Analyst role will be responsible for working with Development IT staff, Internal Stakeholders...
Who we are looking for We are looking for a business analyst, a self-starter with strong structured and analytical thought process to join the Global Link FX business Regulatory Reporting Produ...
Who we are Britannia Financial Group is a global financial services company that combines local expertise with global solutions to offer a full range of financial products including, securities & der...
To see more Chinese jobs please follow us on WeChat: teamchinapf AND pfteamchina Ref: 21470 Your New Job Title: Mandarin speaking ...
Job Summary
The Company Our client is an established Investment Management firm. The Role The Transaction Reporting Analyst will work closely with the Investment Management Fr...
Who we are looking for We are looking for a business analyst, a self-starter with strong structured and analytical thought process to join the Global Link FX business Regulatory Reporting Produ...
Citi Markets provide world-class solutions that are as diverse as the needs of the corporates, institutions, governments, and individual investors we serve in 160 countries and territories. The breadt...
Trade & Transaction Reporting Analyst x 3 Banking London TTRO MiFiR, EMIR, SFTR I have 3 new headcounts within a Trade & Transaction Reporting team within a thriving investment bank ...
A high profile Financial Services, Banking organisation requires a permanent Senior Compliance Officer to be based in their City, Central London office (3 days homeworking). TheSenior Compliance Offi...
The pace and scale of regulatory change has been unrelenting for global investment firms, banks, broker dealers etc. Bloombergs Regulatory Reporting Services [BRRS] is a business that caters to a broa...
Main duties and responsibilities:
Business Analyst/ Project Manager, Regulatory Change Management £750 - £800pd - via an Umbrella Company/ PAYE Solution London Business Analyst, Business Analysis, Project Manager, Project...
Contract role - Senior Compliance Specialist (Market Abuse / Trade Surveillance) - Hybrid/Liverpool - 6 months - Inside IR35 Our customer, a global investment banking is recruiting f...
ComplianceInvestment BankingSurveillanceTradingMarket AbuseBloombergs Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex iss...
Responsibilities:
An exciting opportunity has come up with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team in a broad and generalist compliance role b...
If you have compliance and risk experience and are looking for your next role, this could be the perfect opportunity for you. We are seeking a Regulatory Compliance Manager to join our clients inclusi...
Compliance MonitoringRisk ManagementCompliance ReportingMLROPayment ServicesThe Company Our client is an established Investment Management firm. The Role The Transaction Reporting Analyst will work closely with the Investment Management Fr...
Contract role - Compliance Manager - Hybrid/Manchester - 6 months - Inside IR35 Our customer, a global investment banking is recruiting for Compliance Manager within their Mancheste...
AnalyticalComplianceControl RoomFinancial ServicesSurveillanceDescription About this role Business Unit Overview: BlackRocks Compliance Department protects BlackRocks reputation and provides client focussed advice. It understand...
Description About this role Business Unit Overview: BlackRocks Compliance Department protects BlackRocks reputation and provides client focussed advice. It understand...
Position summary
Trade & Transaction Reporting QA Business Analyst Canary Wharf/Hybrid £650 PAYE per day 6-month Contract In this role you w...
The pace and scale of regulatory change has been unrelenting for global investment firms, banks, broker dealers etc. Bloombergs Regulatory Reporting Services [BRRS] is a business that caters to a broa...
Regulatory Reporting Specialist, Compliance, Risk 12 months London £800 - £900pd via Umbrella Company Regulation, Regulatory, Regulatory Reporting, Compliance, Risk, Data analysis, MiFID...
BankBankingComplianceFinancial ServicesRegulatoryRiskMiFIDFATCAData analysisRegulationRegulatory ReportingCSDRMiFIRBREXITSFDRThe role resides within the UK Investment Management Operational Control team and involves a close working relationship with the Investment Management Front Office and Middle Office as well as Central...
Best ExecutionMIFIRpre tradepost-trade restrictionspost-trade rulesJob Requirements To analyse regulatory communications and updates across EMEA regulators regarding all trade and transaction reporting regulation and updates including European Marke...
The role will primarily be responsible for the accurate and timely submissions of our regional transaction reporting obligations to the respective competent authorities, however the role will also inc...
Key Responsibilities:
Trade and Transaction Reporting QA Vice President Venn Group are working with a global bank in London recruiting for a Trade and Transaction reporting QA VP. Daily duties include: ...
Description About this role BlackRock is one of the worlds preeminent asset management firms and a premier provider of global investment management, risk management and advis...
Why this role is important to us You will be joining State Street Digital, our new division that combines advanced trading technology, best execution and servicing expertise with proprietary ma...
Compliance Analyst - Investment Management Leading UK Investment Manager, Based Central London £35,000 - £45,000 + Excellent Package & Bonus This is an excellent opportunity for Gradu...
Analytical SkillsComplianceInvestment ManagementMarket AbuseMiFIDFantastic opportunity for a junior lawyer to join a global financial services organisation which is headquartered in London. My client, a global financial services organisation, is looking for a juni...
Compliance Front Office Liaison£45000 + Bonus + BenefitsLondon THE COMPANYThey are a dynamic, ambitious global banking and brokerage group employing over 2000 people worldwide with busine...
A leading financial services organisation is currently searching for Business Analyst with experience in Asset Management Regulation on a 6 month rol...
Key Requirements: The Regulatory Compliance Department ensures the firms operate in compliance with FCA regulation. The Compliance function has responsibility for FCA reporting, management reporting, ...
Product Owner / Business Analyst to sit in a key and growing area of the business covering Regulatory Reporting specifically within the Product Management team - including MiFID, MiFIR, EMIR, G20 and ...
Our client are a leading commodities trading business. Description The Senior Compliance Advisory Associate will be responsible for: Providing day-to-day compliance advice and guidance to business are...
Responsibilities include: Accountable for the timely and accurate completion of daily EMIR and MIFID reporting and associated tasks, ensuring that all regulatory and contractual obligations are fulfil...
Our client is an ambitious and forward thinking brokerage firm based in the City of London. Description * Providing day-to-day compliance advice and guidance to business areas* Design and maintenance ...
Broadgate Search are partnered with a FTSE250 Listed Banking Group who are recruiting a Trade & Transaction Reporting Analyst to join the team. The role will be base...
ASICRegulatoryTradeTransactionCanadianEMIRTransaction ReportingTrade ReportingDodd FrankTransactionsMIFIRMiFID IISFTRThe main duties of this role will include: Review/audit/investigation requests from Exchanges and Regulators FATCA and CRS Audit and Advisory; ad hoc tax projects Research in relation to keeping up to...
Perform daily regulatory reporting activity for MiFiD/ EMIR / SFTR transactions and post trade transparency. Completion of day-to-day reporting activities including monitoring and resolution of transm...
Our client a reputable brokerage, London City based require a "Regulatory Reporting Analyst". The business provides an execution and clearing service across ETDs, Cash Equities, Repos, CFDs,...
The Surveillance Analyst will be responsible for supporting the Compliance team in performing their primary regulatory responsibilities. The Surveillance Analyst will therefore be responsible for assi...
Responsibilities include: Accountable for the timely and accurate completion of daily EMIR and MIFID reporting and associated tasks, ensuring that all regulatory and contractual obligations are fulfil...
Lawyer - Legal Counsel - Banking - Prime Brokerage - Custody - Collateral Management - Securities - Commercial - Global Markets - EU Regulation A leading investment bank based in London is seeking thr...
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset classes, strategies and vehicles: fixed income, equities, ...
Acting as a data management and governance SME on large data and technology transformation projects for multiple top tier Financial Services clients. Leading large projects of 8+ people where you ...
You will be responsible for carrying out daily reporting for MiFIR, EMIR and SFTR regimes. Key responsibilities include - Act as first line of defence for transaction regulatory reporting by managing ...
Derivatives Senior Associate: Acting for investment banks, asset managers, pension schemes, funds and corporates. This top 10 Law firm offers the right platform for an unparalleled client roster and a...
About Northern Trust: Northern Trust provides innovative financialservices and guidance to corporations, institutions and affluent families andindividuals globally. With 130 years of financial experie...
The role will require you to take on the following responsibilities: All aspects of reporting to FCA, NFA and other regulators including: Quarterly financial (Gabriel) reporting, NFAs 1-FR, Annual FCA...
Broad in-house role focused on the implementation and continued adherence to developing UK regulation. Opportunity to join a growing organisation with plans to continue expanding their range of finan...
Regulaty LawyerKey responsibilities include: Assist the Senior Compliance Manager with providing consultative support and advice to the firms Investments business. Utilize expert knowledge of regulatory requirements...
The Bloomberg Compliance and Regulatory Reporting Group is responsible for selling a suit of solutions to help our customers govern communication data-based information and trade reconstruction across...
Are you a Quality Assurance candidate interested in working at a Financial Platform company in Central Bristol An exciting opportunity has arisen for a Quality Assurance Consultant to work for one of...
Are you a client focused individual interested in working at a Financial Platform company in Central Bristol An exciting opportunity has arisen for an Operations Technician to work for one of the fas...
An exciting opportunity to join the Regulatory Operations Team within Operations. The Regulatory Operations Team is responsible for ensuring the completeness and accuracy of transaction reporting ac...
A highly-regarded City-based private bank is seeking to strengthen it’s Operations Department with a Reporting and Reconciliations Manager. Working closely to support and deputise for the Head of Op...
Job purpose As subject matter expert for Regulatory Reporting within Compliance, the Compliance Officer is responsible for defining the MIFIR, EMIR, SFTR and Post-Trade Reporting rules relevant to th...
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