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Compliance Advisor - 6 Month Contract

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

The main duties of this role will include: Review/audit/investigation requests from Exchanges and Regulators FATCA and CRS Audit and Advisory; ad hoc tax projects Research in relation to keeping up to date on financial regulatory developments Monitoringand problem solving with regards to MiFIR transaction reporting Monitoring and problem solving with regards to EMIR reporting Maintaining accurate records and data in conjunction with regulatory reporting Annual and ad hoc Information Requests from Exchangesand other bodies Ad hoc KYC / compliance requests from counterparties Compliance KYC Audits and other Compliance related audits To conduct assigned sections of the firms Compliance Monitoring Program ISDA Master Agreements, TPAs and other legal documents CASSCompliance Monitoring and Advisory support Ideal Candidate: University Graduate Minimum 3 years experience Understanding and previous involvement with EMIR and MiFIR Transaction Reporting Microsoft Office - Intermediate (Desirable) knowledge and experienceof UnaVista and Transaction/Regulatory reporting

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