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Compliance Advisor

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Your responsibilities will include:

  • Conducting thorough review and audit of requests from Exchanges and Regulators
  • Ensuring compliance through audits and advisory support
  • Monitoring and troubleshooting MiFIR and EMIR transaction reporting issues
  • Maintaining accurate records for regulatory reporting and liaise with Exchanges and Regulatory bodies
  • Executing Compliance KYC Audits and contribute to the firms Compliance Monitoring Program
You will need to have the following:
  • Minimum 3 years of experience in industry products (securities, futures, options, etc.)
  • Understanding and previous involvement with EMIR and MiFIR Transaction Reporting
  • Intermediate proficiency in Microsoft Office
  • Desirable: Knowledge and experience of UnaVista and Transaction/Regulatory reporting
If you are interested in the role, please reach out to Paula at Marlin Selection and apply via the link provided.

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