Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Transaction Reporting Senior Analyst

eFinancial Careers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

The role will primarily be responsible for the accurate and timely submissions of our regional transaction reporting obligations to the respective competent authorities, however the role will also include support of change management projects and processesas a result of the ever-changing regulatory landscape. These initiatives would include streamlining of MiFID II, EMIR. SFTR and BOI processes, as well as enhancements to internal infrastructure to support current regulatory requirements. This role is appropriate for an experienced regulatory reporting SME. The successful candidate will be expected to:

  • Monitoring and when needed perform the daily exceptions management process in a timely and accurate manner to meet Wells Fargos reporting obligations.
  • Further enhance the control framework around transaction reporting processes
  • Maintenance and enhancement of governance documents (eg. Process flows and procedures)
  • Provide analytical support to regulatory change projects.
  • Act as the link between business requirements and technology solutions.
  • Co-ordinate testing support to regulatory change projects with local SMEs.
  • Work with Traders and Salespeople to work through potential trade issues and violations.
  • Work with Compliance and Legal team partners on rule interpretations for regulatory change.
  • Delivery timely and accurate MI to Operations & Compliance management.
  • Issue Management and write ups.
  • Liaise with senior regional stakeholders through Senior Stakeholder meetings.
  • Help drive and close out items on the TR BOW, own and steer issues until resolution.
The successful candidate will be self-motivated and have excellent experience in transaction reporting operations, covering MiFID and EMIR, and be able to demonstrate a working knowledge of both the regulations and reporting methodologies.
  • Knowledge of transaction reporting operations including EMIR, MiFIR, SFTR.
  • Ability to understand and translate regulatory rule changes and map to requirements.
  • Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.
  • Experience of working with project stakeholders to deliver change. Proven track record of process improvements and project delivery.
  • Solid communication and organizational skills - to work with local and remote Operations, Technology and Compliance stakeholders.
  • Proficient with Microsoft Excel (VBA preferred).
Proficient with Microsoft Excel (VBA preferred). We Value DiversityAt Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, genderidentity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountablefor execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and complianceobligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with thebusiness units risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilitiesis available upon request in connection with the recruitment process.

APPLY NOW

Transaction Reporting Senior Analyst Related Jobs

© 2019 Naukrijobs All Rights Reserved