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Job Location | London |
Education | Not Mentioned |
Salary | Competitive salary |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent, full-time |
Job purposeAs subject matter expert for Regulatory Reporting within Compliance, the Compliance Officer is responsible for defining the MIFIR, EMIR, SFTR and Post-Trade Reporting rules relevant to the Firms business activities and processes.Working alongside the Firms Regulatory Reporting Team ("RRT") and acting as the point of escalation for the RRT, the Compliance Officer assists in maintaining a robust regulatory reporting framework to ensure ongoing compliance with all applicable regulatory requirements and internal procedures at all times. To act as the second line of defence for regulatory reporting by performing ongoing monitoring and surveillance and periodic testing of the Firms controls. To be the point person within Compliance for internal audit and review work relevant to regulatory reporting.To ensure the delivery of training to staff involved in the regulatory reporting process. To assist in the production of monthly MI and KRIs to identify risk in relation to regulatory reporting and to communicate such risk to senior management and the governing body.Main dutiesIn the context of MIFIR Transaction Reporting, EMIR, SFTR and Post-Trade reporting: