Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Compliance Generalist - Investment Manager

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Key Responsibilities:

  • Scope and plan compliance monitoring reviews
  • Ensure that the key compliance risks and controls arereviewed and tested.
  • Draft reports and agree issues and actions with the business.
  • Identify issuesthrough the Compliance Monitoring Programme and ensure they are investigated and reported
  • Provide support and training for the business on compliance obligations as necessary
Key Requirements:
  • Experience of working in compliance within Financial Services
  • Knowledge of and practical experience of existing UK compliance requirements is essential
  • Experience of completing compliance monitoring and testing reviews on a number of business andthematic areas
  • Knowledge or experience beneficial across data privacy, operational resilience, FMI governance, market abuse, UK EMIR, UK MIFIR
  • Knowledge and practical experience of REC (FCA Handbook in relation to RIEs) and EMIR (in relation to CCPs) ishighly desirable
Please reach out to Bradley Handelaar if you are keen to learn more about this opportunity.

APPLY NOW

© 2019 Naukrijobs All Rights Reserved