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Job Description Where youll fit in & what our team goals are.... Reporting to the Senior Analyst, Compensation & Regulatory for the EMEA/APAC region, collaborates with HR colleagues in EMEA, Asia and ...
Who were looking for Schroders Legal team has a vacancy for an experienced financial services regulatory lawyer. The role is new and will supplement existing expertise in providing regulatory advice a...
The role would involve learning about various funds such as private equity and real estate as well as giving you the chance to complete professional accountancy qualifications. You will ideally have s...
Aegon Asset Management (Aegon AM) is a leading global investor. Our 370 investment professionals manage and advise on assets of USD 447 billion for a global client base of pension plans, public funds,...
Asset ManagementEuropeLegalRegulatory RequirementsRegulatory StandardsMORE ABOUT THIS JOB We are open to considering requests for flexible working INTERNAL AUDIT Internal Audit helps to ensure that Goldman Sachs maintains effective controls by assessing the reliability ...
A leading North American investment manager is looking to hire an experienced compliance professional into their team to support on financial promotion and marketing material review. Ky respo...
Job Title: Technical Business Analyst (Director) Department: IT Corporate Finance Systems Location: Mayfair, London About Us: One of the largest Asset Managers in the world. Position Overview: The Inf...
Key responsibilities:Provide advice and guidance to the business on regulatory and compliance issues as required (eg MiFID II, AIFMD, Suitability, Financial Promotions, TCF, Market Abuse, Product Gove...
With a London head quarters and an Office in New York, this firm offers an exciting blend of work with private and publicly listed portfolio companies in Europe and North America.Reporting directly in...
We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce ...
With a London head quarters and an Office in New York, this firm offers an exciting blend of work with private and publicly listed portfolio companies in Europe and North America. Reporting directly ...
Company SecretaryDescription About this role BlackRock is one of the worlds preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutio...
With a London head quarters and an Office in New York, this firm offers an exciting blend of work with private and publicly listed portfolio companies in Europe and North America. Reporting directly ...
ComplianceCoSec - Company SecretarySellick Partnership is currently working on behalf of a prestigious Fund Management business Head Quartered in Manchester who are currently recruiting for an Investment Risk A...
Reporting into the Head of Compliance, the Compliance Associate will be expected to: Provide regulatory advice to senior stakeholders Develop and maintain the compliance monitoring programme Review Co...
Exciting opportunity for a Tech/IT/PM &IT Regulatory Business Analyst to join a leading Alternative Investments firm based in London. The successful applicant will have a demonstrable track-record cov...
You will work in a senior position in the team; collaborating with Product Strategy Managers to Project Manage various Product Lifecycle events. These events may be new product/fund launches, structur...
MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance....
Our client a reputable Alternative Investments Fund are seeking a "Technical Business Analyst - Legal & Compliance". The business analyst will be focused on the legal & compliance system in ...
Sellick Partnership is currently working on behalf of a prestigious Fund Management business Head Quartered in Manchester who are currently recruiting for an Investment Risk A...
Our Client, a private equity firm, are looking for a Compliance and AML Officer to join them on a permanent basis. They can offer a competitive salary and the role can be based in either London or Dub...
Our client is a very successful global private equity business. They are hiring a London based Compliance Officer. Key responsibilities are: drafting and maintaining compliance policies, procedures an...
We focus on one objective - customer satisfaction - since a satisfied customer will be happy to both return and to recommend us. This is an opportunity to join a successful and fast-growing national o...
Description About this role Global Product Group - Product Structuring Associate/Vice President BlackRock is one of the worlds preeminent asset management firms and a premier provider of global invest...
A niche Investment Management business, specialising in Real Estate, is looking to recruit their first sole compliance officer to join their London office. The role will hold SMF 16 & 17 after allowin...
Our client is a very successful global private equity business. They are hiring a London based Compliance Officer. Key responsibilities are: drafting and maintaining compliance policies, procedures an...
A niche Investment Management business, specialising in Real Estate, is looking to recruit their first sole compliance officer to join their London office. The role will hold SMF 16 & 17 after allowin...
Overview The purpose of the role is to ensure that the portfolios delegated to third party fund managers are managed in accordance with investment philosophy, strategy, and objectives as well as requ...
Overview The purpose of the role is to ensure that the portfolios delegated to third party fund managers are managed in accordance with investment philosophy, strategy, and objectives as well as requ...
The Senior Product Manager will take responsibility for the following duties: Supporting change to existing products predominantly Irish domiciled funds Supporting ongoing work to ensure each product ...
Company Tikehau Capital is a global alternative asset management group with €28.5 billion of assets under management (at 31 December 2020). Tikehau Capital has developed a wide range of expertise ac...
Lawyer - Legal Counsel - Banking - Prime Brokerage - Custody - Collateral Management - Securities - Commercial - Global Markets - EU Regulation A leading investment bank based in London is seeking thr...
This is an excellent opportunity to join our Regulatory Risk EMEA team as a Compliance Analyst or a Senior Analyst on a 12 month fixed term contract basis. Our Regulatory Risk team is responsible for ...
The Bloomberg Derivatives division is a scalable, high-performance set of solutions built upon some of the most widely used pricing engines on the market. Coupling these award winning pricing engines ...
Who were looking for We are looking for someone to be at the heart of our efforts in managing our product data, collaborating across the Product division to facilitate the effective use of data and to...
We focus on one objective - customer satisfaction - since a satisfied customer will be happy to both return and to recommend us. This is an opportunity to join a successful and fast-growing national o...
Are you ready to take the next step in your Compliance career Do you have Compliance experience in Asset Management We are looking for a Compliance Analyst to join us and support our Asset Management ...
Company Tikehau Capital is a global alternative asset management group with €28.5 billion of assets under management (at 31 December 2020). Tikehau Capital has developed a wide range of expertise ac...
At M&G our vision is: to become the best loved and most successful savings and investment business and were looking for people who are excited about joining us on our journey. Were digitally transform...
About Northern Trust: Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With 130 years of financial exper...
At M&G our vision is: to become the best loved and most successful savings and investment business and were looking for people who are excited about joining us on our journey. Were digitally transform...
Recruiting on behalf of a major UK bank for a Regulatory Risk professional to join at senior manager level. You will be responsible for supporting the Investment Management business in response to reg...
A leading Investment Manager are looking for a Compliance Marketing Manager to join their team in London. Please note: previous experience of approving financial promotions for a financial services fi...
A leading Investment Manager are looking for a Compliance Marketing Manager to join their team in London. Please note: previous experience of approving financial promotions for a financial services f...
An exciting opportunity has arisen to join a global financial services firm in the heart of Central London as a Graduate Depositary Analyst. The role will sit within their depositary team and you will...
A global investment manager is looking for a new Head of Compliance Monitoring, EMEA to join their team in London, due to the current incumbent taking early retirement. As they are a small compliance ...
This is an excellent opportunity to join our Regulatory Risk EMEA team as a Compliance Analyst or a Senior Analyst on a 12 month fixed term contract basis. Our Regulatory Risk team is responsible for ...
Im working with a growing alternative investment manager on a Compliance Analyst hire, reporting into the UK Compliance Director. This will be a generalist compliance role and take the lead on marketi...
Compliance MiFID marketing repting regulaty compliance AIFMDCredit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and emp...
Job Responsibilities: Design and deliver a risk-based compliance program for QMAW in support of applicable regulatory requirements including AIFMD and ongoing regulatory risk assessment and related te...
An exciting opportunity has arisen to join a global financial services firm in the heart of Central London as a Graduate Depositary Analyst. The role will sit within their depositary team and you will...
Key responsibilities: Conduct reviews of the compliance monitoring programme to assess the effectiveness of business controls and policies Advising the business on compliance related issues GABRIEL re...
At M&G our vision is: to become the best loved and most successful savings and investment business and were looking for people who are excited about joining us on our journey. Were digitally transform...
Senior Compliance Associate - Buy-side Investigo are supporting a successful buy-side investment company who are looking to recruit a senior compliance associate for a 1 month temporary booking on a ...
Who we are We want to help small businesses win. Thats why were here. We connect small business owners to investors - to create jobs, support local communities and power economies - because we believe...
Job Description - Senior Manager, Regulatory Risk At Lloyds Banking Group, were motivated by a clear purpose - to Help Britain prosper. Across the Group, our colleagues are focused on making a differ...
Recruiting on behalf of a major UK bank for a Regulatory Risk professional to join at senior manager level. You will be responsible for supporting the Investment Management business in response to reg...
Responsibilities:
Key Responsbilities:
A highly regarded Financial Institution seeks an experienced Senior Regulatory Risk Manager. Role: Senior Regulatory Risk Manager Salary: Up to £85K + Excellent Benefits Location: Edinburg...
Compliance Derivatives Fixed Income Investment Risk Sustainability UCITS ACD COLL PRA ACS ESG FCA OEICS Regulaty Risk AIFMD FUND Solvency 2 NURS Lib QIAFSResponsibilities
The contractor will handle all aspects of the investment compliance cycle: set-up of new mandates, constraint specification, testing and review of constraints in proprietary Investment system - ALTO, ...
Role Title: Fund / Management Accountant || Salary: £50k - £60k base plus bonus Responsibilities Reporting:
Responsibilities
At M&G our vision is: to become the best loved and most successful savings and investment business and were looking for people who are excited about joining us on our journey. Were digit...
At M&G our vision is: to become the best loved and most successful savings and investment business and were looking for people who are excited about joining us on our journey. Were digit...
A well known and highly respected Alternative Investment Fund Manager is looking for a new Database Administrator/Developer to join its growing Tech team in London. Client Details Database Administr...
DBA SQL server WolframKey responsibilities:
At M&G our vision is: to become the best loved and most successful savings and investment business and were looking for people who are excited about joining us on our journey. Were digit...
Bovill specialises in helping clients solve difficult and interesting problems, so we look for people who thrive on intellectual challenge, can roll up their sleeves to delve into issues and get satis...
We connect small business owners to investors - to create jobs, support local communities and power economies - because we believe that people are made to do more. And we want to help realize their go...
Job Title: Benchmark and Index Risk Manager Location: London Corporate Title: Vice President The Benchmark and Index Control Group (BICG) within Risk is a second line control function responsible fo...
Responsibilities
Funds Compliance Manager Nottingham (our Ref AL1020) Salary c£50,000 + benefits and parking My client has a trusted, established reputation for offering a premium service to its clients, p...
Asset Management Compliance Investments Fund Services Legal ComplianceA small but very successful and well-regarded fund manager are seeking a high calibre and highly experienced compliance professional to join their team, initially as a Compliance Manager but to then a...
Compliance Investment Management UCITS Fund Management AIFMDOur client is looking to recruit a graduate into their AIFM (alternative investment fund management) team. This is a relatively new, small team in a large global organisation. Client Details A globa...
We are currently recruiting for a regulatory hosting platform who are looking for an experienced buy-side compliance generalist with strong financial promotions experience to join their team. Respons...
Asset Management Compliance Financial Promotions Compliance Generalist Regulaty HostingThe role is placed in a small compliance team and has a reporting line into the Head of Compliance. The role is a truly generalist position, with significant exposure to the front office. The candidat...
An exciting opportunity has arisen for a driven and enthusiastic Reward Associate to join our HR Reward team in London. This opportunity will give you the chance to work with the Reward Governance tea...
Company Description Octopus is a group of companies which invests in the people, ideas and industries that will help to change the world. We believe that the companies serving two of our most...
Key Responsbilities:
The purpose of the role is to onboard public debt mandates awarded to the client Main responsibilities
Regulatory Legal Counsel, Investment Banking £750 - £800pd - via an Umbrella Company/ PAYE Solution London Regulatory Legal Counsel, MiFID, MiFIR, Market Abuse, MAR, EMIR, AIFMD, CSDR, Cl...
The successful candidate will provide Compliance Advisory services to all UK and overseas regulated entities that fall under the remit of the UK Compliance team, with a particular focus on Private Mar...
Responsibilities:
The Senior Product Manager will take responsibility for the following duties:
Purpose The Property Fund Finance team is responsible for the financial operations of over £30bn of property funds managed by the Real Estate function. This role involves providing financial co...
Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family ...
The Compliance team is part of the Risk & Compliance function and will be responsible for partnering with the business to ensure we maintains a robust approach to regulatory compliance with effective ...
Company Description Octopus is a group of companies which invests in the people, ideas and industries that will help to change the world. We believe that the companies serving two of our most...
You will assist in driving forward the firms national Wealth and Asset Management practice, handling predominantly non-contentious / advisory matters but with the opportunity to be involved with more ...
The business if growing through a period of significant growth and this opportunity offers the right person the opportunity to join a dynamic and entrepreneurial environment. The role is a truly gene...
Main Purpose The Data & Distribution team supports the delivery of fund data (dynamic and static) to external data platforms and clients. The team is also responsible for regulatory reporting (AIFMD,...
Company Profile: We are a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firms employees se...
Responsibilities
A leading Compliance Consultancy is seeking an experienced compliance generalist with experienced gained within buy-side financial services. You will be responsible for providing high quality regulat...
Advice Asset Management Compliance Compliance Moniting FundsThe contractor will handle all aspects of the investment compliance cycle: set-up of new mandates, constraint specification, testing and review of constraints in proprietary Investment system - ALTO, ...
About Northern Trust: Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With 130 years of financial expe...
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