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Compliance Analyst, Alternatives

Job LocationLondon
EducationNot Mentioned
Salary£45,000 - £65,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

Im working with a growing alternative investment manager on a Compliance Analyst hire, reporting into the UK Compliance Director. This will be a generalist compliance role and take the lead on marketing compliance, regulatory reporting, compliance training, and AML/KYC. This is an excellent firm and manager that will offer a lot of growth and exposure.Key responsibilities

  • Provide compliance advice to the business and products according to relevant regulations
  • Assist in planning, administration, and delivery of compliance training
  • Conduct reviews of marketing materials for EMEA and/or global distribution
  • Responsible for regulatory reporting using FCA Connect and Gabriel
  • Key requirements
  • Generalist compliance experience with an AIFM or MiFID investment firm
  • Experience working with marketing materials for investment firms within the UK and Europe
  • Good regulatory reporting knowledge
  • Required skills
  • Compliance
  • MiFID
  • marketing
  • reporting
  • regulatory compliance
  • AIFMD
  • Keyskills :
    Compliance MiFID marketing repting regulaty compliance AIFMD

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