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Our client is a leading Investment Platform for private investors, putting the customer at the heart of everything they do, which includes helping them make the right investment decision. An opportuni...
Compliance Financial Promotions BCOBS FCAKey responsibilities include: Compliance Advisory (60%) Continued assessment of current and emerging U.K. regulation and its impact on the Firm across all current and planned capital markets activitie...
THE RESPONSIBILITIES: Assisting with day to day running of the Risk Management department (3 members of staff); Ensuring there is an effective and robust risk management framework within the firm that...
A large Financial Services firm in London are seeking a Compliance Monitoring Manager to join their team. Responsibilities: Developing and delivering training and support to the assurance team on revi...
ABM Global Compliance is a specialist financial services compliance firm, whose vast experience of regulatory matters in the financial services sector can help every size of firm, at a strategic level...
A large Financial Services firm in London are seeking a Compliance Monitoring Manager to join their team. Responsibilities:
This senior hire is important to the UK Capital Markets Compliance area, needed to support the Firms current and planned business in the post-Brexit regulatory environment. In addition to maintaining ...
1st Line of Defence Compliance Business Partner The Role: This is an exciting time to join PIB as we recruit for a 1st Line Compliance Business Partner based from any of our PIB offices across the U...
The role Support the development and management of the compliance manual and policies & procedures Familiarity with Monitoring plans Knowledge of SMCR, MiFID, EMIR Review, create and implement relevan...
Location: Home-Based initially. Can be based in London, Bristol, Manchester or Glasgow once restrictions allow. Job Introduction This top tier Commercial Law firm has significant operations that are...
Compliance Compliance Moniting Regulaty Requirements Compliance Procedures Legal ComplianceLocation: Home-Based initially. Can be based in London, Bristol, Manchester or Glasgow once restrictions allow. Job Introduction This top tier Commercial Law firm has significant operations that are...
Compliance Compliance Moniting Regulaty Requirements Compliance Procedures Legal ComplianceLocation: Home-Based initially. Can be based in London, Bristol, Manchester or Glasgow once restrictions allow. Job Introduction This top tier Commercial Law firm has significant operations that are...
Compliance Compliance Moniting Regulaty Requirements Compliance Procedures Legal Compliance1st Line of Defence Compliance Business Partner - 6 month contract About Us: PIB is a growing group of insurance advisory businesses. The business is growing rapidly through acquisitions and by empl...
Business Manager Assistant/Administrator Manchester 9 months initially One of our large Financial clients is currently looking for a Business Administrator to join their team The UK Operations Off...
operations Financial AdministrationResponsible for the firms fund accounting and pricing activities. Activities will be outsourced so the role is one of oversight. Therefore, the individual will ensure that daily NAVs are produced in a...
The core focus of the role is to have oversight of the Compliance function, managing compliance with FCA regulations and keeping up to date on new and upcoming regulatory initiatives. This role will a...
My client is a long established and highly regarded financial services organisation. The role- An exceptional opportunity has arisen for an experienced Compliance Consultant with experience of provi...
JOB TITLE: Regulatory Advice Expert (Platform) CAREER DEVELOPMENT PATH: Managing or Being an Expert REPORTING TO: Head of Regulatory Advice and Policy SUMMARY The regulatory advice expert role is ...
ROLETITLE: Compliance Manager& MLRO (SMF17) REPORTS TO: Chief Risk & Compliance Officer (CR&CO) LOCATION: London (West End) MAIN PURPOSE OF THE ROLE: To support the business in meeting its complia...
IT Governance Lead Bristol - Fully Remote Working £45,000 - £50,000 + benefits Fantastic new permanent opportunity for an experienced IT Governance Lead for this large financial servi...
About the job Broadgate Search have been exclusively instructed to recruit for a Compliance Business Partner for a growing Insurance Company on a 6 month Fixed Term Contract. This role will be worki...
About Us: PIB is a growing group of insurance advisory businesses. The business is growing rapidly through acquisitions and by employing outstanding individuals with a wealth of knowledge and experie...
The Firm Our client is a leading and growing firm of Business Advisors with multiple offices across the North of England and Scotland. Due to expansion and development within Financial Planning & Wea...
Our client is a Plc Property expert. Operating on a digital platform, the company has the culture of a dynamic FinTech with a well-established brand and corporation behind it to be best in class. This...
THE COMPANY: My client is an international brokerage firm based in the City. THE RESPONSIBILITIES: Monitoring and interpreting regulatory developments and advising on business impact and necessary ...
Overview
Job Title: Compliance Manager Salary: Dependant on experience Location: Home based About the team We are currently looking for an experienced compliance professional to join our growing centralise...
Compliance ManagerMy client is long established and well regarded in the field in which they operate. They are currently looking for an individual who will be responsible for ensuring that the highest standards of com...
Key Responsibilities:
You will assist in driving forward the firms national Wealth and Asset Management practice, handling predominantly non-contentious / advisory matters but with the opportunity to be involved with more ...
Main Responsibilities:
Heard of us Were an award-winning bank; backing people to fulfil lifes hopes and dreams. Now is your chance… The 2nd Line Financial Crime Risk Oversight Team (FCRO) is highly responsible and dyna...
Who we are We are a financially strong, European regulated business operating in five different geographies, with over 9 million customer accounts, delivering strong financial returns. Our Purpose â€...
Our client is looking for an Group Compliance and Risk Manager to join their team in Warrington. We are currently seeking an experienced Compliance Manager who has worked in a regulated financial ser...
Job Title: Compliance Manager Salary: Dependant on experience Location: Home based About the team We are currently looking for an experienced compliance professi...
Compliance ManagerProvide compliance monitoring and advice on all relevant financial crime issues primarily for the firms Investment Management Division. Client Details The firm provides tailored financial and profes...
Financial Crime Officer / Investment Management / Wealth ManagementAre you an experience operational risk manager looking for a new challenge for the New Year Are you looking for a more customer centric working environment and to work for an employer that sees you as...
Computer Security Operational Risk Stress Testing ICAAP Risk RegistersOur client is a well-respected Financial Services business who are looking to recruit a Head of Oversight. Reporting to the CEO you will lead, direct, oversee and provide a robust control framework fo...
Main Responsibilities:
IT Governance Lead
Training & Competence (T&C) Supervisor - 12 Month FTC Home Based. Our client, a well-known local financial services brand, is looking to add to their team. This is a part time home based role work...
CeMAP Coaching Mtgage Lending Perfmance ReviewsIT Governance Lead
Our people. They make us who we are. As a debt charity we are never judgmental and we understand that addressing financial problems can be a daunting process. Thats why were committed to showing thos...
My client is a global brand whose Financial Services division is a unique industry focussed business unit that provides a broad range of integrated services to mainstream and non-mainstream financial ...
My client is a global brand whose Financial Services division is a unique industry focussed business unit that provides a broad range of integrated services to mainstream and non-mainstream financial ...
Key responsibilities: • Support the Fund Accounting Manager in delivering all fund accounting and pricing questions and issues. • Perform several daily investigative and reconciliation tasks in...
Overview
Main Responsibilities:
Risk - Assistant Manager to £60000 + Bonus + Benefits City of London THE COMPANY This is an excellent opportunity to join an independent subsidiary of one of the worlds largest banks....
Overall Job Purpose This Risk and Regulation team specialises in providing regulatory advice and guidance to clients within the financial services sector, supporting them to maintain compliance and m...
Regulatory Standards SYSCJob summary: Resolution Compliance Limited is a regulated network and is authorised and regulated by the Financial Conduct Authority and is part of Thistle Initiatives Group of companies. Key Respo...
Compliance Investments Regulations Audit ReptsIT Security Engineer Fully Remote Working Up to £46,000 + benefits Fantastic new permanent opportunity for an experienced IT Security Engineer with strong background within network securit...
Overview
Broadgate are working closely with a client in Warrington who are currently recruiting for a Risk & Compliance Manager on a permanent basis. The ideal candidate must have worked in an FCA regulated en...
ComplianceThe opportunity to work for a wealth management firm based in the Manchester area as Compliance Officer. Salary up to £40,000 plus benefits, this package is flexible for the right person. Remote ...
Our client is looking for an Group Compliance and Risk Manager to join their team in Warrington. We are currently seeking an experienced Compliance Manager who has worked in a regulated financial se...
My client is currently seeking an experienced Compliance Manager who has worked in a regulated financial services environment such as an MGA, Insurer or Broker/Insurance Intermediary Firm. The Manager...
My Client are a well-regarded and successful Southwest based IFA who offer comprehensive Financial Planning service for clients investment and protection needs. Their flagship office is based in the ...
Operational Risk Manager London Up to £90,000 + Competitive bonus and benefits The Company This is an exciting opportunity for you to join one of the UKs leading challenger banks, servi...
Settlements Analyst Start Date: ASAP Initial Period: 3 Months Initially Location: London Rate: £Competitive PWD The Company My client is a leading global wealth manager with strong invest...
Settlements cpate actionWere Lowell. Havent heard of us Then let us say hello. You may not know us, but our reputations growing. We help our customers pay off their debts in practical and affordable ways. And, we do it hone...
Our client offers spread betting and CFD trading services to retail, institutional and high net worth customers delivered via their award-winning trading platform. Key responsibilities include:
Business Area Corporate Functions help deliver our strategy and plans for growth. We shape and steer the direction of the business by managing our people, finances, shared services and buildings. We ...
AML Compliance Moniting Consumer CreditMy client is a successful, expanding, high profile wealth management company offering financial planning and bespoke portfolio construction and discretionary management to generally high net worth cli...
Compliance Financial Advice Financial Planning Governance Investment ManagementGrovelands are working with a Bank based in Kent to help support the growth of their Risk & Compliance function. Overall Purpose of the Role: To provide support to the Compliance & Financial Crime M...
A very interesting opportunity has arisen at a Multinational Investment Bank. They are looking for a Legal Counsel to join them on a 6 month assignment based in Glasgow. This role sits with the IP, Te...
This top tier Commercial Law firm is regulated by the SRA, but has significant operations (Mortgage Enforcement, Insurance, Debt recovery) that are regulated by the FCA. The time has come to recruit a...
Compliance Compliance Moniting Regulaty Requirements Compliance Procedures cf10Job Description The Compliance Manager role involves managing a team, whose purpose is to engage and deliver an effective compliance culture within the business, through the delivery of risk-based co...
Here at Lowell we are looking to recruit a motivated Operational Assurance 3rd Party Oversight Specialist to join our team here in Leeds. If youre great at attention to detail and passionate about com...
Risk audit compliance financial services quality assurance stakeholders operational risk 3rd party operational assuranceBusiness Area Corporate Functions help deliver our strategy and plans for growth. We shape and steer the direction of the business by managing our people, finances, shared services and buildings. We ...
AML Compliance Moniting Consumer CreditAbout The Role CBS buys over £150 million worth of goods and services every year and we want to make sure this is done in a way which is compliant and true to our values. We are on an ambitious ...
To support the ongoing operational risk controls, regulatory culture and embedding of an effective Operational Risk Management framework throughout the Group, in accordance with regulatory and legisla...
We are looking for an Auditor with recent customer credit experience to conduct audits and develop action plans with clients throughout the UK. You will be joining a modern, successful company, who is...
About the role The role-holder will support the Financial Services Regulatory Director and will assist in business development activities and delivering client engagements. The role-holder will delive...
About the role The role-holder will support the Financial Services Regulatory Director and will assist in business development activities and delivering client engagements. The role-holder will delive...
Our client is a fast growing Fintech lending business who are currently recruiting for a Compliance Manager to provide some additional and expert support at what is a very exciting time as they embark...
The Client: My client is a long established and highly regarded financial services organisation. The role: An exceptional opportunity has arisen for an experienced Compliance Consultant with experi...
Job Purpose Mazars FS Consulting is experiencing exciting growth and we have various opportunities for talented and high performing individuals to be based in the London office given the opportunitie...
Senior Manager/Associate Director - Conduct Risk Working with a global firm, this is an exciting opportunity to join a rapidly expanding Advisory team. The Risk Assurance department provides a range ...
conduct OR SMCR OR S166 OR skilled person OR FCA OR cobsThe Slater and Gordon Group brings together a number of entities which are regulated in different ways, providing additional protections. Adroit Financial Planning are a firm of fully independent fina...
Capital Gains Tax Communication Skills Financial Services Taxation Intelligent SystemsCompliance Senior Associate / Manager - InsureTech - £43-60k + pension, life insurance, bonus, 25+ days holiday, study package Excellent opportunity to further develop your compliance ex...
One of the new Banks growing and demonstrating great success in the market, this Bank offers a flexible and personalised approach to bridging loans and secured lending for over 15 years. The London HQ...
Senior Manager/Associate Director - Prudential Regulation Working with a global firm, this is an exciting opportunity to join a rapidly expanding Advisory team. The Risk Assurance department provides...
ICAAP OR ILAAP OR PRUDENTIAL RISK OR EBA OR PRA OR SKILLED PERSONSI am currently partnering up with abrilliant Client, an ethical Bank that focuses on creating lasting social change in communities,putting peoples money where their values are. They are looking for R...
Senior Banking Business Support Administrator Manchester 6 months My high profile banking client are currently recruiting for a Business support administrator to join their team based in Manches...
Data AnalysisSenior Operations Administrator - Manchester based - PAYE Contract Job Purpose: We currently have an exciting opportunity for a Senior Administrator to be based in Manchester as part of the EMEA Ope...
administrationMorgan McKinley is recruiting for a Business Analyst on an initial 6 month contract for a top tier Investment bank in Manchester. The Business Analyst will be part of the EMEA Operations Office and wi...
banking analyst compliance business planning investments dividends overisghtThe role is essential to provide existing clients with our service in a fully compliant manner and in line with defined service levels as well as supporting the new client operational onboarding proce...
Operations Client Service relationship management presentation on-boarding Process management demosOur client, a successful Retail Insurance organisation have a fantastic opportunity for a Senior Risk Officer to join their expanding team. Excellent company benefits include flexi time, free parking ...
Finance Insurance Risk ManagementSenior Risk Officer . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol,Bath,Chippenham ) are experts in the compliance industry; focussing...
Compliance Credit Risk General Insurance Risk Assessment TCFOur client is an established Professional Services firm who are recruiting for an experience Compliance Officer to report directly in to the Risk Director. Key Responsibilities:
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