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Job Location | Blaby |
Education | Not Mentioned |
Salary | £32,000 - £35,000 per annum, negotiable, pro-rata |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent, full-time or part-time |
Compliance Officer / Training and Competence SupervisorSouth Leicestershire (our ref AL1233)Salary £32,000 - £35,000 plus generous benefits inc 10% non cont pension, DIS and parkingConsideration may be given to part time hoursAn office based role, providing Training and Competence supervision and assisting the Senior Compliance Manager for a medium sized, friendly Independent Financial Services company based in South Leicestershire. The role will involve Training and Competencesupport for a number of Independent Financial Advisers (IFAs) and preparing KPI results to discuss at Training & Competence (T&C) monthly meetings.Experience in wealth management / financial services is essential, along with enthusiasm and commitment in delivering a first-class service to colleagues and helping ensure that they in turn deliver a first-class service to our clients. CII Diploma Level4 (or equivalent) is a minimum requirement.Responsibilities of the role:
Keyskills :
Compliance
Compliance Monitoring
Training
financial services
wealth management