Compliance Officer

Rev & Regs are recruiting for a Compliance Officer role on behalf of a well-established Bank, based in Tonbridge.Responsibilities:

Support in the development/establishment of adequate in-house controls and compliance procedures and maintain appropriate records/registers.
Support the Compliance Monitoring ProgFramme (CMP) in meeting the needs of the business and regulatory systems and undertake business wide reviews covering SYSC, COBS, DISP, TC, SUP, Data Protection/GDPR and JMLSG requirements within the agreed frameworkfor Treating Customers Fairly (TCF)/Conduct Risk; produce reports to the Compliance Manager & MLRO/management team on findings.
Review financial promotions.
Review regulatory papers and monitor outside developments to determine relevance/impact on the business - communicating to Compliance team members and other stakeholders proposed/pending regulatory changes and their likely impact on the business so thatthe Bank can put appropriate processes in place to meet future regulatory requirements.
Maintain policy updates (including the Compliance Manual) falling within the remit of the Compliance team - ensure these are kept up to date with legal and regulatory requirements.

Experienced Required:

Minimum 2/3 years’ experience in Compliance in a financial services environment
Experience of undertaking Compliance monitoring quality assurance programmes/reviews
Knowledge and good understanding of PRA/FCA rules and guidance
Experience of operational risk frameworks
Writing of policies and processes.

Location: TonbridgeStart: ASAP

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