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Senior Officer, Policies and Procedures Private Wealth

eFinancialCareers
Job LocationAll Saints
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Job DescriptionTo support and facilitate a review of current policies and procedures and align with regional policies and procedures. Work with the various areas of the business to ensure alignment with corporate governance, AML/CFT, regulatory and legislative requirements,IT systems, Group policies and procedures and business model. To assist with the continuous improvement of the business through the ongoing review, development and implementation of best practice for the Private Wealth operational infrastructure. Tasks

  • Assist the Associate Director to develop operational policies and procedures to ensure they meet requirements in relation to compliance with all applicable laws, Group policies etc. and support transition of suitable work to the GCDs
  • On approval of new operational policies and procedures, assist the Associate Director to implement and support client teams in understanding and enacting the revisions
  • Assist the Associate Director to ensure design and implementation of operational processes and procedures enhance client teams ability to deliver superior client service
  • Provide technical support to the Private Wealth segment, especially in co-ordination of projects or technical developments
  • To enable the continued drive for efficiency and effective monitoring and review, via process and systems development and the transfer of work to the GCDs
  • To liaise with counterparts in other region, particularly the Crown Dependencies, to share good practice and move towards a more standardised operating model
  • Assist the Associate Director to arrange and facilitate delivery of training for staff on key policies and procedures
  • Acting as a role model to implement a culture which supports the Group Values and ensure engagement of all staff to deliver excellent client service, operational effectiveness and efficiencies
  • Use your own judgement to bring to the attention of (senior) management any issues which you feel appropriate, in particular ensuring that concerns and identified risks are reported in a timely and effective manner
Qualifications
  • Education / professional qualifications - Membership of a professional body
Technical -
  • Extensive Trust Operations experience
  • Computer / program knowledge an advantage but training can be given.
  • Microsoft Office suite essential
Additional informationAt IQ EQ Group we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. Wealso offer opportunities across our service lines and our international network of offices. Company descriptionIQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

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