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Compliance Monitoring Administrator - Client Regulatory Services

Job LocationAll Saints
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

We are Alter Domus. Our name means "The Other House" and were a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoeveryoure speaking to. And its your freedom to decide which cutting-edge kind of finance professional you want to be. Join more than 4,000 fund administration, accounting, tax, loan administration and legal experts worldwide and take pride in being alternative. Alter Domus clients include the worlds leading asset managers, lenders and asset owners. Were specialists who use the most innovative technologies to create unparalleled solutions for the private equity, real assets and debt capital markets sectors. Thisis where standout talent advances whats possible in fund administration, corporate services, depositary services, transfer pricing, domiciliation, management company services, loan administration, agency services, trade settlement and CLO manager services. The post holder will undertake compliance monitoring for Regulated FSBs and fund entities that are administered by ADJ. The fund entities comprise of Regulated Funds and JPFs. JOB DESCRIPTION:

  • To undertake compliance monitoring in accordance with the relevant monitoring plan for the entities;
  • Complete the relevant monitoring checklists and monitoring control sheets
  • Maintaining the monitoring control schedules to record any findings from the reviews
  • Follow up with the business in respect of any findings from the reviews
  • Assist with the preparation of the compliance and MLCO reports for the Regulated FSBs and fund entities
  • Assist with the preparation of the CMPs for the entities
  • Assist the Manager in Client Regulatory Compliance as required
YOUR PROFILE:
  • You have a minimum of 2 years financial services experience, preferably in a Compliance or compliance monitoring environment.
  • You have a minimum of 1 years experience in undertaking compliance monitoring
  • You are able to manage your own workload to ensure that deadlines and timetables are met
  • You have a working knowledge of the Jersey regulatory framework and AML / CFT Handbook
  • A working knowledge of the fund industry in Jersey would be advantage

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