Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Compliance Monitoring Executive

Pure Resourcing Solutions
Job LocationIpswich
EducationNot Mentioned
Salary£30,000 - £40,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Are you ready to make a significant impact in the world of compliance and customer protection Reporting to the Compliance Manager, the Compliance Monitoring Executive role atis a unique opportunity to support our commitment to delivering exceptionalcustomer outcomes and maintaining regulatory compliance.Key Responsibilities: As a Compliance Monitoring Executive, you will:

  • Independently assess and understand the key areas of risk within each Compliance Monitoring Review (CMR).
  • Effectively manage and coordinate CMRs from start to finish.
  • Actively engage with stakeholders and interviewees to ensure their involvement and commitment.
  • Identify areas of risk or non-compliance and recommend appropriate remedial actions.
  • Provide regular updates to our Compliance Manager and Key Stakeholders, delivering high-standard CMR reports.
  • Lead meetings with key stakeholders and present findings at Governance Committee meetings.
  • Support and provide 2nd line assistance to Key Stakeholders with outstanding Compliance Monitoring actions.
  • Independently identify key trends in CMR findings and offer necessary support and training to the team.
  • Promote the Groups policy on conduct risk and Consumer Duty consistently and proactively.
Qualifications, Knowledge, and Skills:
  • Essential: Financial Services experience, especially SIPPs.
  • Essential: Strong communication skills for effective engagement.
  • Essential: Ability to understand and apply new principles to your role.
  • Essential: Exceptional organizational skills to meet deadlines and work under pressure.
  • Essential: Ability to identify and address risks and non-compliance effectively.
For more information contact Sian Burke @ Pure

APPLY NOW

Compliance Monitoring Executive Related Jobs

© 2019 Naukrijobs All Rights Reserved