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Market Abuse Manager UK

KennedyPearce Consulting
Job LocationCity of London
EducationNot Mentioned
Salary£70,000 - £80,000 per annum, inc benefits, OTE
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time or part-time

Job Description

Are you a Market Abuse, Surveillance or Compliance Monitoring Specialist with Financial Services experienceOur client, a Fintech and trading brokerage, are looking to hire a Market Abuse Manager (no line management!) with ideally at least 3 years of previous trade surveillance / compliance monitoring experience.Based in their London (City) office and offering a competitive base salary up to £80,000. Alongside 1 day working from home, pension, annual leave, and wider benefits!Responsibilities:

  • You will support the Head of Compliance & MLRO with managing the groups UK market abuse framework and ensuring potential related risks are identified.
  • Provide sound advice and act as a stakeholder in relation to trade surveillance and market abuse matters and build relationships with Front office to undertake smooth investigations.
  • Lead on market abuse investigations and perform daily trade surveillance activities.
Ideally you will be or have:
  • 3 years (at least) of previous compliance monitoring and trade surveillance experience within a Financial Services (ideally trading / brokerage) environment.
  • Practical knowledge of market abuse practices and conduct regulations and undertaking the market abuse risk assessment.
  • An excellent communicator with comfortability liaising with stakeholders at all levels (Director / Senior Management).
  • Detailed knowledge of FCA Regulations, horizon scanning in relation to market abuse regs, conduct reviews and drafting STOR forms ready for submission to the FCA.
  • A collaborative nature, relationship builder and desire to influence a positive and pro-active approach towards compliance.
If this sounds like a fantastic opportunity for you, or someone in your network, and youre interested in hearing more. - Please apply today!

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