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Job Location | Bolton |
Education | Not Mentioned |
Salary | £28,000 - £42,000 per annum |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent, full-time |
This role requires at least 3 years’ compliance experience OR have Fund Operations UCITS/AIFS) experience. Ability to work independently, with minimal supervision.Good knowledge of the regulatory environment in the UK Financial Services sector, as well as any knowledge of key relevant regulatory and statutory requirements, in particular COLL/COBS/FUND is highly desirable.Your role is to assist the Compliance Oversight team in implementing an effective external oversight programme, which includes but not limited to investment managers and sponsors and provide regular reporting to the board of directors and senior management.You will be a trusted business partner with the capacity to get things done, through persuasion, collaboration, and effective communication, taking the compliance monitoring from fruition to completion.Basic salary from £28,0000 up to £42,000 depending on experience, plus annual bonus, non-contributory pension, 34 days holidays, exceptional benefits package, and career development.This role will initially be home based with a view to returning to their offices in Bolton when possible.Candidate
Keyskills :
Compliance Moniting Financial Services UCITS Compliance Oversight Fund Administration