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File Reviewer

Job LocationBath
EducationNot Mentioned
Salary£40,000 - £50,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Job Title: File ReviewerIndustry: Financial PlanningLocation: BathSalary: up to £50,000Job Reference: 8782Our client is a highly successful Financial Planning company with offices doted across the UK. They specialise in offering tailored, independent financial advice to their clients, ensuring they are offerings a high level of service.As they continue to grow across every part of their business, they are looking to bring on a File Reviewer to their compliance team. You will work directly alongside the compliance manager and be responsible for quality control of the advice across the business.Duties will include but not limited to:

  • Review pre and post advice files
  • Provide feedback and support to the Financial Advisers
  • Assist with the complaint investigations
  • Complete the file checking documents and feedback
Benefits:
  • Competitive salary of up to £50,000
  • Discretionary bonus
  • Hybrid working
  • 25 days annual leave
  • Buy/sell schemes
  • Progression and development
  • Exam support, if interest
  • 5% pension contribution
  • 4x DIS
  • Additional benefits such as cycle to work, gym memberships etc
Skills and experience required:
  • Level 4 qualified, ideally through the CII
  • Experience working in a similar position, or within a Paraplanning role
  • Strong knowledge of FCA regulations and UK products
  • Working knowledge of Intelligent office (ideal)
About Recruit UK:As specialists in financial services recruitment, we bring unique expertise, insight, and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, RecruitUK is pleased to be working with a Financial Planning firm, looking for a File Reviewer.

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