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| Job Location | Bath |
| Education | Not Mentioned |
| Salary | £40,000 - £60,000 per annum |
| Industry | Not Mentioned |
| Functional Area | Not Mentioned |
| Job Type | Permanent , full-time |
Business Quality ControllerDo you have a background in compliance and or para-planning Are you looking to join an award winning wealth management employer offering excellent benefitsWe are supporting a leading financial services employer in Bath who are recruiting due to an internal promotion.DAY TO DAY:Review pre and post advice files in line with firms T&Cs schemeProvide constructive feedback and support to the advice teams to deal with remedial action quicklyAssist with business complaint investigations and business issues and liaise with staff to resolve in a timely mannerProvide technical and regulatory support to advice teams where appropriateMaintain awareness of regulatory environmentIdentify issues which may adversely affect the business, escalate to line managementComply with compliance procedures including TCF, data protection and FCA regulationsWE WOULD LOVE TO SEE:Time to see spent in a similar position or para-planning within financial services industryExcellent experience in MS Products, experience of delivery accurate and relevant information in a timely mannerGood technical knowledge with level 4 industry qualifications eg DipPFSGood working knowledge of FCA principles and conduct of business rulesGood understanding of financial planning processAND FOR YOU:25 days holidayLife assurance, pension scheme, income protection, funded training, health-cash planElectric vehicle scheme, gym membership, social impact initiatives / volunteer daysSpot bonuses and long service awards