IFA Compliance Assistant

Job Location	Mile Oak, Tamworth
Education	Not Mentioned
Salary	25,000 - 30,000 per annum
Industry	Not Mentioned
Functional Area	Not Mentioned
Job Type	Permanent , full-time or part-time

Job Description

A highly regarded regional IFA & wealth firm have an opportunity for a Compliance Assistant to join their team.IFA Compliance AssistantTamworth B78 3PQFull Time or Part Time, Permanent£25,000 - 30,000 per annum, pro rataRemote/hybrid working options consideredPlease Note: Applicants must be eligible to work in the UKSince their launch in 2009, our client has become one of the UKs leading independent financial advisory firms.The practice provides independent financial advice with a primary focus towards retirement, pensions, investments and wealth planning.About the IFA Compliance Assistant RoleWorking closely with the Head of Compliance, you will play an important role in ensuring compliance with relevant legislation and to ensure the fair treatment of clients remains at the forefront of the business.Duties will include:

Assisting the Head of Compliance with the overall compliance operations of the firm
Providing guidance to advisers, support staff and paraplanning team
Accurately reviewing pre & post advice files to ensure advice is sound and in line with the firms processes.

Providing feedback to advisers and paraplanners on file reviews and ensuring any remedial action required is completed
Maintaining accurate, up to date and detailed compliance records and registers
Other duties may include assisting the paraplanning team with research and report writing when needed.

You will have:

An administration, paraplanning, compliance or quality review background in Financial Services
A solid understanding of pensions, investments and ideally mortgages
High attention to detail and accuracy
An understanding of FCA regulation
You will be analytical, insightful & an effective communicator with an ability to deal with people at all levels
Financial services qualification is desirable although not essential

Benefits of working with the client:

A competitive salary of £25,000 - £30,000 pro rata
23 days holiday + bank holidays
Free parking
Auto enrolment pension scheme with Royal London
Death in service benefit following successful probationary period
A friendly and supportive office environment.

This role is offered on a full or part time basis with flexibility of hours to suit your circumstances.The potential of hybrid working is also available.How to apply for the role:If you have the skills and experience required for this position, click "apply" today and check your inbox for an email providing more information on how to tailor your application and provide a cover letter or any supporting documents.You must be eligible to work in the UK. No agencies please.Other suitable skills and experience includes Finance, Accounts Assistant, Accountant, Accountancy, Accounting, Account Manager, Finance Manager, Management Account, Finance Assistant, Accounts

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