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Market Abuse Manager

eFinancialCareers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Market Abuse Manager £400 - £600 per day (Hybrid model) London based.The CompanyExcellent opportunity to join one of the most prestigious Fintech companies operating across stocks, ETFs, Forex and Commodities.A unique opportunity has arisen for a Market Abuse Manager.The successful individual will be undertaking daily trade surveillance activities using the firms automated surveillance tool and investigating alerts. Additional responsibilities will involve identification of risks/issues and escalations with a reportingline into the Head of Compliance, and the MLRO for secondary review. In depth investigations will be performed on potential market abuse instances and improper activity. Other facets of the role require investigation of trade surveillance activities, coupledwith making recommendations and enhancements to the market abuse framework.Skills & Experience Required:To be considered for the role you will need to meet the following requirements:

  • Need someone that is experienced in compliance and surveillance.
  • Relevant experience in a trading, monitoring, or surveillance position within financial services firm (brokerage is preferable).
  • Strong knowledge of market abuse regulation and conduct regulatory requirements, coupled with the ability to identify risks in relation to potential market abuse is essential.
  • Good working knowledge of various products - equities, equity derivatives, FX, ETFs.
  • Strong IT skills to include Microsoft Word and Excel.
  • Knowledge of the TZ surveillance system is a plus.
  • Ability to work as part of a team and collaborate with the wider business.
  • Able to work independently and assess and prioritise workloads.
The RoleThe role includes the following:
  • Undertake daily trade surveillance activities using the firms automated surveillance tool and investigating alerts.
  • Identifying any risks/issues and discrepancies to the Head of Compliance and the MLRO for secondary review as required.
  • Conduct in depth investigations into potential market abuse instances and improper activity.
  • Accurately document review findings and outcomes and support investigation of suspicious behaviour.
  • Build relationships with Front Office and investigate internal escalations.
  • Draft STOR forms for the regulators and FCA as required.
  • Make recommendations and enhancements to the internal market abuse framework.
  • Maintaining Market Abuse Risk Assessment.
  • Conducting reviews in accordance with the Compliance Monitoring Plan.
  • Conduct horizon scanning and keep abreast of regulatory changes and updates on market abuse.
  • Support other members of the team on other general compliance activities.
This is an exciting opportunity offering a lot of variety. The successful person needs to be nimble, commercially minded, and flexible to change in a fast-paced environment. Do you tick all the boxes If so, please apply !

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