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Investment Compliance Manager

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Key Responsibilities

  • Monitor daily pre and post-trade compliance monitoring across regulated and segregated portfolios
  • Code, assign, test and approve guidelines in the monitoring system
  • Resolve complex incidents, where necessary manage compliance breaches efficiently to closure, ensuring accurate maintenance of records to support submissions and queries raised by internal and external stakeholders
  • Support the improving monitoring controls, processes and procedures and assist with the ad hoc projects as directed
Key Requirements
  • Strong experience in Investment Compliance/Guideline Monitoring/Mandate Monitoring/Portfolio Compliance
  • Previously worked within a buy-side firm
  • Experience with Aladin, Charles River, Thinkfolio or Sentinel
Please contact Nicole Poole at Danos Consulting to learn more about this opportunity.

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