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Interim Compliance Manager - Investment Management

Job LocationLondon
EducationNot Mentioned
Salary450.00 - 500.00 per day
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Due to the organisations growth and its plans to become regulated by the FCA as an AIFM, it has been judged that there is a short term need for a Compliance Consultant to assist with the necessary preparation.The role shall include but not be limited to:

  • Updating and Drafting Policies and Procedures
  • Identifying risks and recommending mitigation
  • Thematic impact assessments and projects (AIFMD, SMCR, GDPR)
  • Assist in risk mapping exercises
  • Keep up to date on new FCA compliance requirements
  • Supporting the firms compliance programme
The Candidate
  • Proven experience as a Compliance Manager in a firm such as Private Equity, Asset Management, AIFM or Top Investment Bank.
  • Extensive knowledge of MIFID, FCA Handbook (SYSC, APER, COBS, CASS, MAR, INVPRU/BIPRU) and financial promotion rules
  • Experience developing compliance policies, procedures and impact assessments
  • Compliance Advisory and Monitoring experience
  • AIFM experience is desirable
This role is outside IR35This is an office based position, 5 days a week.

Keyskills :
"Compliance Monitoring" "Compliance Advisory"

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