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Head of Compliance Private Equity

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Key Responsibilities:

  • Overseeing key regulatory processes including SMCR, AML/KYC, FCA reporting
  • Head up core compliance tasks including risk mapping, policy/procedure maintenance and training
  • Maintaining and updating internal policies and procedures, including the compliance manual, as well as producing the quarterly compliance review
  • Managing personal account dealing requests, gifts and entertainment, and annual compliance declarations
  • Liaise with key stakeholders across the globe regarding compliance involvement in fundraising and investment activities and advising business teams on relevant regulatory and policy requirements
Key Requirments:
  • Previouslyheld a Head of Compliance position
  • Experience within a buy-side firm
Please contact Nicole Poole at Danos Consulting to learn more about this opportunity.

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