Generalist Compliance Officer

Key Responsibilities:

Contribute to the drafting and implementation of policies, procedures and monitoring requirements associated with applicable regulatory developments such as MiFID II, AIFMD, UK Senior Managers Regime & Certification regime
Assisting with maintaining compliance manuals, policies and procedures for the business in EMEA as required.
Supporting the execution of the firms compliance monitoring program in the UK.
Carrying out e-communications surveillance and assisting in any development work to build out the function more generally with respect to Blackstones European surveillance program.
Providing support to the compliance area on research, inducements, and ensuring a uniformed approach across the region.
Assist with the preparation and filing of submissions to regulators
Assisting with submission of documentation required for Internal and External Audit requirements.

Key Requirements:

Previous experience working within an asset management compliance role
Good experience covering the broad range of generalist compliance responsibilities
Knowledge of the European regulatory frameworks
Understanding of UCITS, MiFID II and AIFMD requirements
Fantastic interpersonal skills

Please contact Nicole Poole at Danos Consulting if you are keen to learn more about this opportunity.

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