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Compliance Officer - CASS

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Our client is a leading Wealth Manager with offices in London, who are looking to hire a motivated Compliance Office - CASS.This is a contract role lasting between 6 and 12 months.The role responsibilities include but are not limited to:

  • Adherence to CASS rules outlined within the FCA handbook
  • Oversight of the external CASS Audit
  • Performing ongoing CASS Monitoring and Testing
  • Gap Analysis of new FCA and EU regulatory rules
  • Design and completion of testing reviews (CMPTP)
  • Frequent Horizon scanning
  • Engaging in various compliance monitoring reviews
  • Monitoring and testing of regulatory risk and AML rules
Please contact me further for additional information and the full job description!

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