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Compliance Monitoring Contractor - Asset Manager

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Reporting to the Head of Compliance Monitoring, the role will primarily focus on the development and execution of a risk based program of thematic and desk based monitoringApplicants should have compliance monitoring experience from within the asset management sector and be able to demonstrate a strong understanding of the FCA handbook and key regulations, e.g. UCITS, AIFMD, EIRSA etc.The ideal candidate would also have experience of a wide range of investment products, such as Equities, Fixed Income, Real Estate, Debt and Derivatives

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