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| Job Location | London |
| Education | Not Mentioned |
| Salary | Salary negotiable |
| Industry | Not Mentioned |
| Functional Area | Not Mentioned |
| Job Type | Permanent,full-timeB |
Our client is a leading medium sized wealth manager. They have a HNW client base and provide a full suite of wealth management services, i.e. investments and planning. They are keen to appoint a Compliance Manager to work with their senior team. Duties willinclude conducting file reviews, maintaining logs, collating data for FCA reporting, GDPR compliance, and making regulatory applications amongst other things. The role is wide ranging and suits someone with a strong background in financial planning/financialadvice compliance.We are keen to speak to experienced individuals with a background in adviser compliance. The ability to know when to escalate matters to a senior colleague is essential, and due to the breadth of issues involved applicants must be proactive. This is a goodfirm to work for and an interesting role.