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Compliance Manager - Alterntaive Investments

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Responsibilities:

  • Assist with the drafting of policies and procedures
  • Identification, assessment and mitigation of regulatory risks
  • Implementation projects around: MiFID 2, AIFMD, SM&CR and GDPR
  • Implementation of compliance monitoring programme and compliance frameworks
Successful candidates will have:
  • Experience developing the compliance framework for new operating structures as well as conducting regulatory impact assessments
  • Sound knowledge of MiFID, SYSC, APER, COBS, CASS, MAR, INVPRU/BIPRU) and financial promotion rules
  • Experience working for an alternative investment fund manager (preferable)

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