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Compliance Manager

Jameson Legal
Job LocationLondon
EducationNot Mentioned
Salary30,000 - 45,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

A boutique Real estate Investment Firm is looking for a Compliance Manager to support the Head of Compliance based in London. They are looking for someone with a strong generalist compliance background within an investment/asset Manager or Hedge fund tojoin them. In this role you will be empowered to make decisions and also engage with people right across the business, and also be expected to interact with the regulators on occasions. This role can be performed on a full-time or part-time basis.Role objectives:To support the Compliance Officer and MLRO of the business in all matters relating to FCA and other relevant regulatory matters within the group, to include Data Protection, and to be the principal focus for the maintenance of Compliance monitoring and KYCrecord management within the group.Responsibilities:

  • Responsible for maintaining the Corporate and AIFMD compliance monitoring records for the group companies as needed.
  • Responsible for Maintaining the firms client list, KYC updates and AML onboarding arrangements for the firms clients.
Develop and enhance existing policies for regulatory updated and monitoring arrangements as necessary, including: -
  • Assisting in the implementation of the arrangements for MIFIDII, GDPR and the "Senior Managers Regime" for Long Harbour.
  • Assisting in the collation and presentation of compliance reports for the monthly risk and compliance committee meeting.
  • Assisting and liaising with the fund management team on ad hoc compliance matters as necessary
Experience required:
  • An excellent understanding of the UK FCA reporting and monitoring requirements
  • To be a self-started and able to work independently
  • Demonstrate the ambition and ability to adopt progressively increasing responsibility
  • Self-starter with a proactive attitude towards the responsibilities assigned
  • Good problem-solving capabilities
  • Personality to be suited to work within a small company and ability to work independently
For a confidential chat about this or other roles we are handling, please contact Solomon Cairns atJameson Legal acts as an employment business for temporary recruitment and as an employment agency for fixed term contract and permanent recruitment.Please note: Where a level of experience, such as PQE, is indicated, please note that this is a guideline only and represents the amount of time we would usually expect a candidate to accumulate the requisite level of experience. Thisdoes not preclude applications from candidates with more or less experienceTo view a list of other current job opportunities, please visit www.jamesonlegal.com

Keyskills :
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