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Compliance Auditor - FinTech

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Meraki Talent’s client is currently seeking an experienced Compliance Auditor to join their team in London on a permanent basis. Our client is a fast-growing online brokerage which has been established for over twenty years and has a presence in all keyfinancial markets. Their digitally enabled platform allows retail investors to trade CFDs, Forex, Commodities, Crypto and Derived Indices globally.As a Compliance Auditor you will join an established Compliance function and will play a key role in preserving the company’s integrity in a fast evolving fintech landscape. You will guide the business on regulatory matters and will support key stakeholdersrun their functions in a compliance and robust manner.Key outcomes in the role:

  • Monitor and evaluate firm’s internal controls, testing for adequacy and efficiency for achieving compliance with regulatory requirements
  • Conduct regulatory audits, ensuring the firm’s activities align with the changing regulatory environment
  • Identify and potential issues, highlight areas of improvement and enhance operational integrity
  • Reporting findings, insight and MI to senior management
  • Devise action plans to remediate any potential regulatory breaches
  • Be on top of regulatory developments and build a culture of compliant activities within the firm
For this role my client is seeking applications from compliance professional who are experience in compliance audits / compliance assurance. This experience will ideally have been gained in a FinTech or Online Brokerage / Treading Platform environment.Please note our client operates 5 days a week in the office. City of London.

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