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Job Location | London |
Education | Not Mentioned |
Salary | Competitive salary |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent, full-time |
Job responsibilities: To assist the Compliance advisory team as necessary in its support of important business coverage areas across both Global Markets and Banking businesses, which includes Sales and Trading across a variety of asset classes and the Investment and Corporate Banking teams, Capital Markets, Transaction Banking and Structured Solutions teams. Provide support to the broader Compliance Advisory team in various advisory matters Participate in and support regulatory projects Participate and support local and global projects and drive the operational implementation of key regulatory change initiatives, including Ibor transition. WORK EXPERIENCE Essential: Ideally have compliance experience within an investment banking organisation SKILLS AND EXPERIENCE Essential Basic understanding and knowledge of investment banking business and market structure. Basic knowledge of risk, compliance and controls Some understanding of key regulations applicable to capital markets products, including MiFID II, MAR, Competition Law Strong interpersonal and communication skills Sharp intellect with the ability to grasp complex concepts Ability to demonstrate initiative and know when to escalate matters Highly organised, goal oriented and solutions focused Education / Qualifications: Essential Strong educational background with a university degree preferably in Law and/or Financial Regulation