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Job Location | Horsham |
Education | Not Mentioned |
Salary | £28,000 - £38,000 per annum |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent , full-time |
Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Administrator to join the teamThe successful candidate will ideally be based in Shoreham but we could look at a base at the other officesPrevious experience required in financial services, ideally a wealth management/financial planning/IFA environment is preferable rather than a restricted businessIdeally you will have experience in a compliance role and ideally started studying towards the CII Diploma in Financial Planning - particularly with R01, R02 and R04 as a minimumYou will report into the compliance manager and the main part of the role will consist high-level file checkingyou will be assisting with training and competency supervision such as reviewing KPIs, CPD, training and development plans for IFAs and mortgage advisors, maintain records and logs on compliance areas such as SPSs, complaints, data breaches, qualificationsetcSalary £28-38000 DOE and qualifications plus benefits package, immediate startPlease note this is an office based roleRequired skills