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Risk & Control Manager (Full or Part Time)

Triodos Bank UK
Job LocationBristol
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time or part-time

Job Description

Triodos Bank is one of Europe’s leading sustainable banks, whose mission is to make money work for positive social, environmental and cultural change. We are excited to be recruiting for the role of a Risk & Control Manager on either a full-time or part-time basis reporting directly to the Head of Retail Banking. The role is responsible for the oversight and management of 1st line risk within the highly diverse Retail Banking department, ensuring that the risk of loss resulting from inadequate or failed internal processes, people and systems or from external events is fully identified, managed and mitigated.Working with other departments across TBUK the role is responsible for promoting a controlled 1LoD risk environment, acting as a sounding board for colleagues within the Department and participating in committees and working groups outside of the team.The role will provide advice to co-workers on practices and processes to mitigate risks as well as taking ownership for the 1LoD Management actions in order to comply with various schemes and internal policies, processes, procedures and key controls. Focussing on driving risk assurance and governance across the Retail Banking function, complying with TBUK Risk Policies and Risk Appetite as well as assisting the Head of Retail Banking to understand and accept the risk profile of the department.Responsibilities:

  • Identifying risk, proposing, developing and embedding mitigating actions, working in partnership with TBUK risk functions to ensure a timely delivery.
  • Developing 1LoD risk strategies and improvements which can be made across the Retail Banking area.
  • Working with the Head of Retail Banking, is responsible as secretary for the Product Governance committee, Pricing committee and CASS forum to ensure that the meeting has a relevant agenda, with appropriate papers and MI produced to be able to facilitate a detailed conversation on what are the most challenging issues from a risk perspective. Acting as a sparring partner for the HoRB.
  • Leading the 1LoD oversight and monitoring activities in relation to CASS compliance, including preparing reports for the CASS forum and external regulators.
  • Overseeing the Annual Product Review Process (APRs) ensuring that the APRs are effective in their oversight and governance of TBUKs product set.
  • Overseeing, feeding in to and managing the output of the Risk Control Self-Assessment (RCSA) process where Retail Banking is involved.
  • Acting as the primary interface between Operational Risk, Compliance and Audit on operational matters acting as the subject matter expert for Retail Banking.
  • Overseeing the annual SIRA process feeding in Retail Banking risks which have been identified to ensure that these are managed and mitigated appropriately.
  • Owning the process of the annual Single Customer View (SCV) process, liaising with contacts from Group IT, Operations, the Retail Banking Analyst and the FSCS to ensure that TBUK submission meets regulatory deadlines and accuracy.
  • Where applicable, monitoring through to completion, action plans generated from TBUK Risk & Compliance and TBUK Audit.
  • Maintaining the local inventory of relevant risk registers as part of the Retail Banking team’s risk universe.
  • Overseeing all Compliance / Internal Audit actions ensuring that 1LoD completion happens in a timely and effective manner.
  • Overseeing the annual Current Account switcher attestation, giving assurance on behalf of TBUK that we are compliant with the BACs process.
  • Critically using the opportunity to write own risk / operational policies in order to balance up the risk / customer / efficiency agenda, using lean methodology and continuous improvement to improve the status quo.
  • Establishing and owning the process around 1LoD QA checking on complaints, ensuring that TBUK can satisfy its regulatory responsibilities in relation to the DISP sourcebook.
  • Establishing and owning the process around 1LoD oversight of the Training and Competency Scheme (T&C) ensuring that TBUK can satisfy its regulatory responsibilities in relation to the COB and TC sourcebooks.
    • A solid track record of experience in a first / second line financial services risk related role is essential. With an ability to independently identify, assess, monitor, control and coordinate mitigation of risks within the business function as well as an awareness of the wider Risk and Control environment and the challenges facing product managers and the function head.Familiarity with operational risk framework control and risk metrics is required. More broadly, a working knowledge of the UK financial sector regulatory environment, including the Financial Conduct Authority (FCA) business plan is highly desirable.As the secretary of various governance committees, the role requires a thorough understanding of the risk domain and of Triodos business processes as well as broader regulatory matters, with an ability to translate the external environment into internal context. The role is second line of defence for Client Asset Segregation (CASS) and has day to day responsibility for CASS oversight.The role will work with the Head of Retail Banking to ensure that, as the SMF with responsibility for CASS, there is a systematic monitoring process with relevant escalations.In return for your commitment and hard work, you will be rewarded with a competitive salary, plus a benefits package.If you are interested in working for Triodos and believe you are suitable for the role please apply below.Please note, Triodos Bank reserves the right to bring forward the closing date of any of its job vacancies if we receive a suitable number of high-quality applica

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