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Part-Time Compliance Officer (FTC)

Cavendish Maine Recruitment
Job LocationBristol
EducationNot Mentioned
Salary30,000 - 40,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypeContract , part-time 12 month fixed term contract

Job Description

My client are a well-established Financial Planning practice in North Bristol that are looking for a qualified Compliance Officer to join them on a 12 month FTC.This is a part time position working 3 days a week in their Bristol office.The Role:Responsibilities include:

  • Overseeing the team of Financial Advisors
  • Carrying out 1-2-1s and monitor Advisor progress
  • Review research prior to reports being published
  • Deal with any queries or complaints
  • Ensure client reviews are up to date
The Candidate:The successful candidate will be Diploma qualified with prior experience working in a Compliance function and a solid understanding of FCA regulations.Salary:Up to £40k (pro-rata) depending on experience.Contact: Karen CumminsReference: KC/86016Candidate care:By responding to this advert, you consent to Cavendish Maine processing the personal data included within this application.If your application is successful, we will contact you to discuss the opportunity in more detail, within 48 hours of receiving your application.Should you not hear from us within 3 working days please assume your application has been unsuccessful on this occasion. Please be advised that if unsuccessful for this role we may keep your details in our hold file, during which time you may be contactedfor other suitable vacancies. If you do not want us to do this, please call us to advise.In the meantime, we would like to thank you for your interest in Cavendish Maine.

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