Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Compliance Monitoring Officer Head Office

ALD Automotive Group Ltd
Job LocationBristol
EducationNot Mentioned
SalarySalary not specified
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

The Compliance Team is responsible for: ensuring that ALD (and its products and services) comply with FCA regulation; performing internal and external compliance monitoring; implementing a robust business continuity programme; ensuring that our consumer documentation is compliant with law and regulation; and that anti-bribery policies are implemented.As part of our continued program of improvement we’re currently seeking an addition to the team in the form of a Compliance Monitoring Officer, with particular focus on head office and as such requiring the successful applicant to be able to display a solid and through understanding of the FCA handbook. Considering the nature of the role we would look favourable on a compliance qualification and or support an individual to further their knowledge through professional study.Key Purpose

  • Provide regulatory support to the business through effective monitoring and analysis of operational functions
  • Support and assist the business through future regulatory change, lending assistance and guidance where required
  • Create and support an environment of continual improvement, working closely with Peers and Colleagues throughout ALD Automotive
    • Summary of Responsibilities
  • Conduct monitoring of regulated activities within ALD against relevant FCA and CCA/CCD rules and regulations
  • Recommend relevant and pragmatic actions to drive improvement within ALD to address any shortcomings
  • Produce quality reports following monitoring activity for senior management
  • Monitor, review and follow-up the implementation of compliance recommendations agreed with management
  • Manage, develop and continuously review the compliance risk universe
  • Assist with the creation and maintenance of the annual compliance monitoring plan
  • Provide internal monthly reporting for management
  • Assist in the provision of compliance training to the first line of defence
  • Undertake other ad-hoc compliance tasks as required
  • Assist with the coordination and submission of FCA Gabriel reporting
    • Essential Criteria
  • Knowledge of the FCA handbook, with a specific focus on CONC
  • Experience of working within a Compliance or audit function
  • Good standard of IT Literacy with a specific focus on Microsoft products
  • Ability to communicate effectively at all levels within the business both verbally and in writing
  • Able to influence effectively and be resilient under challenge to drive the right outcomes
  • Highly organised and capable of managing multiple tasks
  • Experience of working to deadlines in a changing environment
  • Ability to work independently with a flexible and adaptable approach
  • Experience of working within a regulated environment
  • Knowledge of CCA/CCD would be advantageous however not essential

    • APPLY NOW

    Compliance Monitoring Officer Head Office Related Jobs

    © 2019 Naukrijobs All Rights Reserved