Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Risk and Compliance Assistant

Page Personnel Finance
Job LocationWirral
EducationNot Mentioned
Salary25,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

A Risk and Compliance Assistant is being recruited to join a growing financial services business in Wirral.Client DetailsThis is an international business that is growing offering its employees great opportunities to learn and develop, and be part of a successful, established compliance team surrounded by good people. The business has over £1bn worth of assets under managementand are winning new clients on a regular basis with great attrition rates. They have really strong growth plans too, so will be a great time to be joining the business.DescriptionAs Risk and Compliance Assistant, you will take on a very broad role with scope to learn. Your key responsibilities will be:

  • Completing file reviews and investigations to carry out regulatory information requests including regulatory complaints, FSCS and Ombudsman requests
  • Completing control business processing to enforce key policies within the risk management framework and control environment, including intermediary approvals and maintenance, suitable certifications, terms of business processing and maintenance, and otherrelated activities
  • Assisting with any administration of the company risk management framework and control environment
  • Working to develop and enhance education and practices across the business in partnership with key stakeholders to improve regulatory compliance
  • Providing effective support with assurance reviews
  • Ensuring all duties are carried out within FCA regulatory compliance framework
  • Assisting with production of compliance and regulatory reporting
  • Maintaining accurate business records and centralised company registers
  • Supporting the Compliance Director and team with ad hoc duties as and when required
ProfileThe successful applicant to the Risk and Compliance Assistant must have:
  • Compliance experience ideally within financial services environment
  • Understanding of FCA regulations
  • Knowledge of KYC/AML/complaints/GDPR is advantageous
  • Good problem solving skills and able to think on their own
  • Great team player but also able to work independently
  • Excellent communication skills - speaking to customers, key stakeholders, and third parties
Job OfferThe package on offer:
  • Up to £25,000 salary
  • 23 days holiday plus bank holidays
  • 5% employer contributory pension
  • Flexible working hours
  • Free parking available
  • Great opportunities to learn and progress

Keyskills :
ComplianceFinancial ServicesRisk

APPLY NOW

Risk and Compliance Assistant Related Jobs

© 2019 Naukrijobs All Rights Reserved