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| Job Location | Sheffield |
| Education | Not Mentioned |
| Salary | £35,000 - £45,000 per annum |
| Industry | Not Mentioned |
| Functional Area | Not Mentioned |
| Job Type | Permanent, full-time |
A fantastic opportunity has arisen to work for a leading wealth planning firm with offices across the UK and beyond as a T&C and Compliance Officer.You would join a mover and shaker’ within the financial services world and be pivotal in ensuring that the Financial Advisory force are giving exceptional levels of advice and care to a long standing loyal client base.Key accountabilities are as follows:- Maintaining adviser record in relation to their development and T&C- Assisting board members with Adviser supervision, new joiners as well as existing team members.- Analysing advisers’ performance against their KPIs and providing feedback and coaching where necessary.- Identifying any issues and training needs with financial advisers and putting into place a plan for remedial action and coaching.- Conducting file reviews to assess suitability of advice against client attitude to risk and fact find information provided.- Handling FCA enquiries and assisting with FCA reporting working closely and collaboratively with management.- Ad hoc project work in relation to compliance and training.To be considered for the role you will Level 4 Diploma in Financial Planning, CeMAP would also be advantageous. Alongside this you will have experience and enjoy working in a compliance and T&C environment. Exceptional communications skills are a must as is the ability to build relationships with stakeholders and the financial planners within the business. Good Excel, Word and PowerPoint skills are required and ideally you will have used XPLAN in addition to this.This is a brilliant opportunity so if you feel you fit the bill, please send your cv to jenny @ tempestjones . comWe look forward to hearing from you!Compliance Officer, Compliance Manager, File Reviewer, T&C, Training and Competency