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Job Title: Chief Compliance Officer - SMF16 & 17 (CF10/CF11) Salary: to £125K plus benefits Contract type: Permanent Location: London, UK FINCO Search is representing a London based, yet interna...
My client are a small- midsized FX and CFD broker who are looking to hire a commercially minded Head of compliance to take on the SMF16 and 17 functions. The role at hand is to ensure that the firm s...
As part of their ongoing growth plans, they are looking to recruit an experienced Compliance Director to join their growing compliance team. The position will become SMF16/17 at Director level with t...
AML Compliance Repting Risk Board LevelGroup Compliance Director Location: Leicester / Nationwide Salary: Competitive, plus excellent benefits package About the Company: Our client is looking for an entrepreneurial minded compliance ex...
An exciting opportunity has become available for a qualified Finance Director to join a complex and dynamic group of companies. The Finance Director is responsible for the development and monitoring ...
Finance DirectHead of Compliance & MLRO (SMF16 & SMF17) Retail Bank London The role
Reed Banking and Financial Services are delighted to be exclusively working with a boutique investment firm in their search for a Head of Compliance and MLRO. This role will hold both SMF17 and SMF16...
Our client is seeking a Credit Operations and Business Risk Assurance Manager to join their head office team in Camberley, Surrey. Reporting to the Head of Risk and Portfolio management (HoR&PM), thi...
Credit Risk Commercial Banking SME Banking regulaty compliance credit operationsThis role is in the Wealth Services area of a small investement business. The purpose of the role is to support the activities of the Risk & Compliance function. This will include: 1. Platform compl...
Leading Wealth Management Firm based in North London is looking for an experienced Compliance and Money Laundering Officer to join their team. Reporting directly to the Chief Executive Officer, you wi...
This top tier Commercial Law firm is regulated by the SRA, but has significant operations (Mortgage Enforcement, Insurance, Debt recovery) that are regulated by the FCA. The time has come to recruit a...
Compliance Compliance Moniting Regulaty Requirements Compliance Procedures cf10Our client is a Chartered UK IFA. As part of their strategic growth, they are recruiting for a Head of Compliance.SMF16 and SMF 17 experience is essential The ideal candidate will have experience of ...
Compliance Compliance Moniting Management Skills Compliance ProceduresJob Description
A Head of Compliance is required by a fast-growing investment platform to lead compliance operations in the UK as part of a larger global compliance team. The role will have SMF16 and SMF17 responsibi...
Compliance CF10 CF11 SMF16 SMF17An Interim Senior Risk & Governance Manager is required for a 12-month fixed term contract with an investment management firm to take responsibility for risk oversight, compliance and investment manag...
Investment Management Risk Management Fund Management CF10 SMF16Chief Risk and Governance Officer Nottingham (Our ref AL977) Salary c£70,000 - £100,000 per annum plus benefits including City Centre Parking My client, a highly successful Asset Manageme...
Asset Management Financial Crime Governance Investment Management Risk ManagementOur client, an established and recognised brand within the Fintech retail banking space has an immediate opening for a Head of Compliance to join the business. The Head of Compliance, reporting to th...
Compliance Compliance Moniting Retail Banking Consumer Lending ConductOur client is a Chartered UK IFA. As part of their strategic growth, they are recruiting for a Head of Compliance.SMF16 and SMF 17 experience is essential The ideal candidate will have experience of ...
Compliance Compliance Moniting Management Skills Compliance ProceduresOur client is a growing IFA with offices throughout the UK. With a head office in Cumbria they are looking for a regional Compliance manager with experience of SMF16 and SMF17 to manage a group of adv...
Compliance Moniting Financial Services Regional PlanningSenior Compliance Officer - CF10 (SMF16) Salary: £120k-£140K Company Overview: My client is an award winning investment manager platform catering to liquid and non-liquid investment strat...
Management CF10 buy side complianceAn exciting opportunity has arisen with a leading Fund Administrator in the city for an experience Head of Compliance to join their team on a part time basis. This role will be working 3 days per week...
My client, an innovative Fintechpayments platform is looking for a Compliance Manager to join their growing London office team. This is a perfect role for someone who wants to work for an exciting st...
Our client is an established Professional Services firm who are recruiting for an experience Compliance Officer to report directly in to the Risk Director. Key Responsibilities:
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