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Job Location | Sandbach |
Education | Not Mentioned |
Salary | 30,000 - 35,000 per annum |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent , full-time |
An exciting opportunity has arisen for an experienced compliance professional to join a highly-reputable financial planning firm in Cheshire. You will be based out of their Sandbach office (one of their two offices) and will working alongside two other membersin the compliance department. The main focus of the role will be to ensure reports, letters and recommendations prepared by the adviser/paraplanner meet with the firms standards and that of the FCAs rules & regulations. There is longer term progression on offer in terms of taking over T&C responsibilities and potentially managing the compliance department / holding the SMF16 & SMF17 functions. Whats on offer
Keyskills :
ComplianceCompliance MonitoringFinancial PlanningReportsFile Review